Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.15M ﹤0.01%
365,382
+179,504
327
$1.15M ﹤0.01%
46,997
+8,579
328
$1.15M ﹤0.01%
+15,950
329
$1.15M ﹤0.01%
+73,488
330
$1.15M ﹤0.01%
103,913
+102,418
331
$1.14M ﹤0.01%
+76,349
332
$1.14M ﹤0.01%
+56,056
333
$1.14M ﹤0.01%
+39,953
334
$1.13M ﹤0.01%
+42,626
335
$1.13M ﹤0.01%
43,769
-10,833
336
$1.13M ﹤0.01%
+27,899
337
$1.13M ﹤0.01%
+11,859
338
$1.12M ﹤0.01%
22,743
-49,738
339
$1.12M ﹤0.01%
4,005
+3,504
340
$1.12M ﹤0.01%
122,995
+28,687
341
$1.11M ﹤0.01%
44,735
-128,258
342
$1.1M ﹤0.01%
67,181
+55,112
343
$1.1M ﹤0.01%
33,737
+5,057
344
$1.08M ﹤0.01%
54,080
-99,299
345
$1.07M ﹤0.01%
4,936
-11,685
346
$1.07M ﹤0.01%
12,801
-16,095
347
$1.06M ﹤0.01%
16,626
-13,855
348
$1.05M ﹤0.01%
159,666
+135,425
349
$1.05M ﹤0.01%
159,451
+40,583
350
$1.05M ﹤0.01%
+47,784