Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.77B
AUM Growth
+$982M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,491
New
Increased
Reduced
Closed

Top Buys

1 +$84.2M
2 +$35.3M
3 +$28.5M
4
MU icon
Micron Technology
MU
+$23.1M
5
BIDU icon
Baidu
BIDU
+$22.7M

Top Sells

1 +$29.3M
2 +$26.2M
3 +$21.7M
4
XOM icon
Exxon Mobil
XOM
+$18M
5
LRCX icon
Lam Research
LRCX
+$16.3M

Sector Composition

1 Technology 17.69%
2 Consumer Discretionary 14.79%
3 Communication Services 10.15%
4 Healthcare 9.69%
5 Financials 9.42%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.83M ﹤0.01%
12,765
-50,892
327
$1.83M ﹤0.01%
119,656
+54,794
328
$1.83M ﹤0.01%
45,722
+21,596
329
$1.82M ﹤0.01%
27,471
+25,951
330
$1.82M ﹤0.01%
6,287
-2,718
331
$1.81M ﹤0.01%
40,854
-3,512
332
$1.8M ﹤0.01%
45,885
+5,601
333
$1.79M ﹤0.01%
22,007
-62,837
334
$1.79M ﹤0.01%
+43,606
335
$1.77M ﹤0.01%
+1,277
336
$1.76M ﹤0.01%
+26,097
337
$1.75M ﹤0.01%
376,354
-8,236
338
$1.74M ﹤0.01%
8,988
+4,958
339
$1.73M ﹤0.01%
105,572
+63,232
340
$1.73M ﹤0.01%
33,156
-12,005
341
$1.73M ﹤0.01%
174,723
-19,172
342
$1.72M ﹤0.01%
7,132
+7,126
343
$1.72M ﹤0.01%
20,588
+5,453
344
$1.71M ﹤0.01%
37,406
-39,132
345
$1.71M ﹤0.01%
16,526
-601
346
$1.71M ﹤0.01%
511
+148
347
$1.7M ﹤0.01%
71,486
+70,728
348
$1.7M ﹤0.01%
97,517
+30,293
349
$1.69M ﹤0.01%
23,750
+13,800
350
$1.69M ﹤0.01%
49,877
+16,268