Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
326
$1.26M ﹤0.01%
+9,394
327
$1.26M ﹤0.01%
14,661
+6,102
328
$1.26M ﹤0.01%
+124,808
329
$1.25M ﹤0.01%
75,246
+54,738
330
$1.24M ﹤0.01%
+11,105
331
$1.24M ﹤0.01%
31,211
-19,775
332
$1.22M ﹤0.01%
21,798
-30,683
333
$1.21M ﹤0.01%
56,961
-7,558
334
$1.21M ﹤0.01%
+36,183
335
$1.21M ﹤0.01%
27,242
+16,460
336
$1.21M ﹤0.01%
39,339
+11,585
337
$1.2M ﹤0.01%
22,562
+14,080
338
$1.2M ﹤0.01%
114,935
+3,732
339
$1.19M ﹤0.01%
32,798
+9,898
340
$1.19M ﹤0.01%
14,040
+12,166
341
$1.18M ﹤0.01%
6,530
-1,271
342
$1.18M ﹤0.01%
+20,297
343
$1.17M ﹤0.01%
148,072
-61,014
344
$1.17M ﹤0.01%
4,968
+4,368
345
$1.17M ﹤0.01%
6,199
-16,491
346
$1.16M ﹤0.01%
23,663
+4,185
347
$1.16M ﹤0.01%
23,800
-3,246
348
$1.14M ﹤0.01%
+120,666
349
$1.14M ﹤0.01%
20,189
-12,558
350
$1.13M ﹤0.01%
363
-298