Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.74M ﹤0.01%
179,337
+67,842
302
$1.73M ﹤0.01%
+58,070
303
$1.73M ﹤0.01%
41,515
+34,267
304
$1.73M ﹤0.01%
94,292
-7,742
305
$1.72M ﹤0.01%
40,332
-45,498
306
$1.7M ﹤0.01%
17,242
+8,679
307
$1.7M ﹤0.01%
210,356
-10,961
308
$1.7M ﹤0.01%
50,418
-659
309
$1.69M ﹤0.01%
204,796
+127,747
310
$1.69M ﹤0.01%
103,389
+49,615
311
$1.69M ﹤0.01%
+61,018
312
$1.69M ﹤0.01%
19,174
+814
313
$1.68M ﹤0.01%
+91,407
314
$1.67M ﹤0.01%
+114,374
315
$1.66M ﹤0.01%
3,221
+2,852
316
$1.66M ﹤0.01%
+33,446
317
$1.64M ﹤0.01%
+15,382
318
$1.64M ﹤0.01%
+107,593
319
$1.63M ﹤0.01%
75,968
-44,398
320
$1.61M ﹤0.01%
+10,320
321
$1.6M ﹤0.01%
+49,884
322
$1.59M ﹤0.01%
49,058
+41,861
323
$1.59M ﹤0.01%
+35,517
324
$1.59M ﹤0.01%
7,475
-34,393
325
$1.58M ﹤0.01%
+8,219