Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.21B
AUM Growth
+$485M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,622
New
Increased
Reduced
Closed

Top Buys

1 +$117M
2 +$97.6M
3 +$73.4M
4
C icon
Citigroup
C
+$45.8M
5
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$41.5M

Top Sells

1 +$149M
2 +$107M
3 +$58.6M
4
COIN icon
Coinbase
COIN
+$56.5M
5
NVDA icon
NVIDIA
NVDA
+$48.2M

Sector Composition

1 Technology 16.06%
2 Consumer Discretionary 14.45%
3 Communication Services 10.03%
4 Financials 9.44%
5 Healthcare 9.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.83M ﹤0.01%
+38,373
302
$1.82M ﹤0.01%
+3,563
303
$1.79M ﹤0.01%
+3,946
304
$1.76M ﹤0.01%
+8,117
305
$1.76M ﹤0.01%
61,217
+33,291
306
$1.75M ﹤0.01%
+102,125
307
$1.72M ﹤0.01%
27,353
+20,738
308
$1.72M ﹤0.01%
279,070
-119,561
309
$1.72M ﹤0.01%
14,646
-36,043
310
$1.71M ﹤0.01%
+52,497
311
$1.69M ﹤0.01%
4,446
-352
312
$1.69M ﹤0.01%
4,991
+3,467
313
$1.68M ﹤0.01%
309,868
-26,136
314
$1.68M ﹤0.01%
+29,435
315
$1.68M ﹤0.01%
71,112
-18,384
316
$1.66M ﹤0.01%
16,355
+15,194
317
$1.66M ﹤0.01%
87,084
+2,291
318
$1.66M ﹤0.01%
20,813
+13,267
319
$1.66M ﹤0.01%
108,127
+59,003
320
$1.63M ﹤0.01%
+11,288
321
$1.61M ﹤0.01%
+29,027
322
$1.6M ﹤0.01%
28,192
+23,484
323
$1.6M ﹤0.01%
17,748
+7,096
324
$1.59M ﹤0.01%
+99,806
325
$1.57M ﹤0.01%
15,614
-21,615