Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
+$45.9M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,283
New
Increased
Reduced
Closed

Top Buys

1 +$17.7M
2 +$10.1M
3 +$7.66M
4
BABA icon
Alibaba
BABA
+$7.54M
5
MU icon
Micron Technology
MU
+$6.73M

Top Sells

1 +$101M
2 +$15.2M
3 +$9.5M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$8.76M
5
XLK icon
Technology Select Sector SPDR Fund
XLK
+$7.41M

Sector Composition

1 Technology 18.66%
2 Consumer Discretionary 14.99%
3 Communication Services 10.06%
4 Healthcare 9.68%
5 Financials 9.59%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.98M ﹤0.01%
13,899
+1,134
302
$1.97M ﹤0.01%
83,618
+12,132
303
$1.97M ﹤0.01%
116,090
-2,869
304
$1.97M ﹤0.01%
44,047
+3,193
305
$1.96M ﹤0.01%
47,471
+3,865
306
$1.96M ﹤0.01%
238,927
-269
307
$1.96M ﹤0.01%
13,429
+118
308
$1.96M ﹤0.01%
51,949
-519
309
$1.95M ﹤0.01%
150,191
-100
310
$1.95M ﹤0.01%
18,904
+193
311
$1.94M ﹤0.01%
78,958
-1,318
312
$1.94M ﹤0.01%
10,095
+101
313
$1.9M ﹤0.01%
80,804
+30,072
314
$1.9M ﹤0.01%
22,240
+17
315
$1.9M ﹤0.01%
6,528
+241
316
$1.9M ﹤0.01%
5,876
+570
317
$1.89M ﹤0.01%
14,583
-1,300
318
$1.88M ﹤0.01%
60,142
+17,656
319
$1.88M ﹤0.01%
9,300
-40
320
$1.88M ﹤0.01%
55,427
-3,054
321
$1.87M ﹤0.01%
44,085
+16,612
322
$1.86M ﹤0.01%
172,502
+32,632
323
$1.85M ﹤0.01%
118,218
+18,546
324
$1.83M ﹤0.01%
117,097
+3,496
325
$1.83M ﹤0.01%
61,135
+9,911