Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.79B
AUM Growth
-$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,299
New
Increased
Reduced
Closed

Top Buys

1 +$32.1M
2 +$23.3M
3 +$17.3M
4
PFE icon
Pfizer
PFE
+$16.8M
5
AAL icon
American Airlines Group
AAL
+$14.5M

Top Sells

1 +$64.4M
2 +$38.1M
3 +$32.2M
4
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$25.3M
5
AAPL icon
Apple
AAPL
+$22.5M

Sector Composition

1 Technology 20.25%
2 Consumer Discretionary 15.22%
3 Healthcare 10.04%
4 Financials 9.2%
5 Industrials 9.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$1.4M ﹤0.01%
289,397
+231,995
302
$1.39M ﹤0.01%
5,190
-7,777
303
$1.38M ﹤0.01%
+18,390
304
$1.37M ﹤0.01%
22,724
+17,299
305
$1.37M ﹤0.01%
+30,458
306
$1.37M ﹤0.01%
35,296
+7,340
307
$1.36M ﹤0.01%
12,254
+11,627
308
$1.36M ﹤0.01%
11,084
-132
309
$1.36M ﹤0.01%
+35,883
310
$1.35M ﹤0.01%
+50,275
311
$1.35M ﹤0.01%
5,968
+3,270
312
$1.33M ﹤0.01%
+6,718
313
$1.32M ﹤0.01%
35,938
+15,424
314
$1.32M ﹤0.01%
+15,770
315
$1.32M ﹤0.01%
+33,702
316
$1.32M ﹤0.01%
33,609
-7,079
317
$1.31M ﹤0.01%
+870
318
$1.31M ﹤0.01%
+131,704
319
$1.31M ﹤0.01%
28,700
+240
320
$1.31M ﹤0.01%
50,134
+31,172
321
$1.3M ﹤0.01%
28,061
+6,652
322
$1.29M ﹤0.01%
47,399
+40,087
323
$1.27M ﹤0.01%
12,923
-7,029
324
$1.27M ﹤0.01%
17,936
+4,301
325
$1.26M ﹤0.01%
67,224
-36,363