Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$971K ﹤0.01%
90,599
+90,233
302
$970K ﹤0.01%
+11,948
303
$970K ﹤0.01%
57,670
+54,021
304
$960K ﹤0.01%
18,991
+2,466
305
$958K ﹤0.01%
58,049
-15,779
306
$958K ﹤0.01%
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307
$952K ﹤0.01%
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308
$952K ﹤0.01%
25,746
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309
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311
$948K ﹤0.01%
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312
$948K ﹤0.01%
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313
$944K ﹤0.01%
45
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314
$942K ﹤0.01%
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315
$939K ﹤0.01%
10,066
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316
$939K ﹤0.01%
+137,145
317
$936K ﹤0.01%
28,678
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318
$930K ﹤0.01%
+307
319
$925K ﹤0.01%
29,295
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320
$921K ﹤0.01%
40,525
+39,608
321
$912K ﹤0.01%
+48,806
322
$910K ﹤0.01%
23,684
+11,671
323
$905K ﹤0.01%
+61,373
324
$895K ﹤0.01%
+10,233
325
$893K ﹤0.01%
+7,934