Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.13B
AUM Growth
-$101M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,588
New
Increased
Reduced
Closed

Top Buys

1 +$29.3M
2 +$23.1M
3 +$18M
4
NFLX icon
Netflix
NFLX
+$17.4M
5
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$14M

Top Sells

1 +$120M
2 +$41.3M
3 +$26.9M
4
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$13.8M
5
JNJ icon
Johnson & Johnson
JNJ
+$11.3M

Sector Composition

1 Technology 16.22%
2 Communication Services 16.19%
3 Healthcare 11.35%
4 Industrials 9.74%
5 Consumer Discretionary 8.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$776K ﹤0.01%
68,638
+24,848
302
$773K ﹤0.01%
32,244
+27,196
303
$768K ﹤0.01%
74,343
+49,458
304
$766K ﹤0.01%
+24,633
305
$765K ﹤0.01%
112,248
+17,161
306
$765K ﹤0.01%
71,299
-59,734
307
$765K ﹤0.01%
+40,700
308
$762K ﹤0.01%
38,689
-15,854
309
$758K ﹤0.01%
13,539
-5,654
310
$756K ﹤0.01%
+11,945
311
$755K ﹤0.01%
13,560
+1,030
312
$750K ﹤0.01%
16,141
+3,433
313
$747K ﹤0.01%
50,348
+46,155
314
$744K ﹤0.01%
+148,581
315
$743K ﹤0.01%
7,925
+7,238
316
$743K ﹤0.01%
25,692
+8,913
317
$741K ﹤0.01%
22,470
+8,095
318
$740K ﹤0.01%
+62,198
319
$740K ﹤0.01%
+14,099
320
$737K ﹤0.01%
+11,140
321
$730K ﹤0.01%
32,568
+4,371
322
$730K ﹤0.01%
+68,422
323
$730K ﹤0.01%
+14,941
324
$730K ﹤0.01%
42,780
+2,533
325
$729K ﹤0.01%
63,378
+13,096