Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$740K ﹤0.01%
+9,070
302
$736K ﹤0.01%
+27,385
303
$725K ﹤0.01%
27,775
-5,106
304
$722K ﹤0.01%
26,444
+5,826
305
$721K ﹤0.01%
18,934
+13,278
306
$714K ﹤0.01%
21,999
-18,892
307
$712K ﹤0.01%
51,535
+25,002
308
$708K ﹤0.01%
27,074
+4,442
309
$704K ﹤0.01%
40,247
+27,425
310
$701K ﹤0.01%
+20,737
311
$701K ﹤0.01%
22,726
+21,117
312
$700K ﹤0.01%
+5,872
313
$688K ﹤0.01%
+8,620
314
$686K ﹤0.01%
12,617
+12,394
315
$685K ﹤0.01%
37,280
+36,924
316
$684K ﹤0.01%
10,189
+1,452
317
$683K ﹤0.01%
+19,710
318
$680K ﹤0.01%
52,685
+49,636
319
$678K ﹤0.01%
28,197
+24,629
320
$677K ﹤0.01%
17,943
+16,327
321
$674K ﹤0.01%
95,087
+11,365
322
$669K ﹤0.01%
38,123
-19,586
323
$668K ﹤0.01%
+5,423
324
$666K ﹤0.01%
16,528
+10,664
325
$664K ﹤0.01%
12,530
-31,708