Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.14B
AUM Growth
-$562M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,606
New
Increased
Reduced
Closed

Top Buys

1 +$54.6M
2 +$52.5M
3 +$40.9M
4
AAPL icon
Apple
AAPL
+$16.5M
5
V icon
Visa
V
+$12M

Top Sells

1 +$98.7M
2 +$70.7M
3 +$33.4M
4
GS icon
Goldman Sachs
GS
+$30.2M
5
BA icon
Boeing
BA
+$26.5M

Sector Composition

1 Communication Services 14.71%
2 Consumer Discretionary 14.32%
3 Technology 11.86%
4 Financials 7.38%
5 Industrials 6.44%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$669K ﹤0.01%
12,969
+12,402
302
$667K ﹤0.01%
35,656
-5,545
303
$667K ﹤0.01%
7,229
+2,772
304
$662K ﹤0.01%
16,932
+6,426
305
$662K ﹤0.01%
+46,556
306
$661K ﹤0.01%
45,213
-76,909
307
$659K ﹤0.01%
23,609
+21,048
308
$651K ﹤0.01%
+9,623
309
$648K ﹤0.01%
+34,579
310
$647K ﹤0.01%
13,071
+11,502
311
$644K ﹤0.01%
+13,444
312
$644K ﹤0.01%
30,646
+30,452
313
$643K ﹤0.01%
+6,421
314
$642K ﹤0.01%
10,809
+9,460
315
$640K ﹤0.01%
+45,147
316
$636K ﹤0.01%
+57,292
317
$634K ﹤0.01%
13,785
+10,128
318
$633K ﹤0.01%
+15,261
319
$632K ﹤0.01%
5,148
+395
320
$627K ﹤0.01%
7,482
+4,344
321
$624K ﹤0.01%
5,459
+1,782
322
$623K ﹤0.01%
16,625
+15,332
323
$616K ﹤0.01%
16,236
-6,405
324
$611K ﹤0.01%
+13,146
325
$610K ﹤0.01%
+8,183