Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$775M
AUM Growth
+$274M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,373
New
Increased
Reduced
Closed

Top Buys

1 +$54.1M
2 +$28.6M
3 +$16.5M
4
IBM icon
IBM
IBM
+$13.4M
5
BIDU icon
Baidu
BIDU
+$10.3M

Top Sells

1 +$9.89M
2 +$8.52M
3 +$5.22M
4
INTC icon
Intel
INTC
+$4.74M
5
WBA
Walgreens Boots Alliance
WBA
+$4.67M

Sector Composition

1 Communication Services 22.01%
2 Technology 15.83%
3 Healthcare 11.95%
4 Consumer Discretionary 9.73%
5 Financials 7.98%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
301
$374K 0.03%
44,164
+16,909
302
$374K 0.03%
15,204
+3,810
303
$373K 0.03%
+21,684
304
$372K 0.03%
10,266
+8,077
305
$368K 0.03%
+10,649
306
$363K 0.03%
+4,495
307
$363K 0.03%
3,054
+2,758
308
$362K 0.03%
275
+270
309
$361K 0.03%
9,757
+1,812
310
$361K 0.03%
+4,423
311
$360K 0.03%
5,770
+1,367
312
$359K 0.03%
+6,300
313
$358K 0.03%
8,557
+3,026
314
$358K 0.03%
23,265
+19,279
315
$357K 0.03%
+10,118
316
$357K 0.03%
12,145
+11,101
317
$352K 0.03%
11,193
+2,917
318
$350K 0.03%
+2,915
319
$350K 0.03%
6,865
-1,685
320
$344K 0.03%
+5,000
321
$338K 0.03%
+16,016
322
$336K 0.03%
6,284
-8,118
323
$334K 0.03%
10,763
+10,748
324
$333K 0.03%
+3,200
325
$332K 0.03%
+2,629