Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.04B
AUM Growth
-$113M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,979
New
Increased
Reduced
Closed

Top Buys

1 +$258M
2 +$75.7M
3 +$67.2M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$59.4M
5
INTC icon
Intel
INTC
+$45.8M

Top Sells

1 +$56.8M
2 +$45.9M
3 +$32.5M
4
XOM icon
Exxon Mobil
XOM
+$20.4M
5
CAT icon
Caterpillar
CAT
+$19.2M

Sector Composition

1 Technology 26.01%
2 Consumer Discretionary 9.82%
3 Communication Services 9.82%
4 Financials 8.68%
5 Healthcare 6.24%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$1.42M ﹤0.01%
155,161
-16,120
277
$1.42M ﹤0.01%
113,058
-48,573
278
$1.4M ﹤0.01%
84,190
-415,415
279
$1.39M ﹤0.01%
42,361
+11,757
280
$1.39M ﹤0.01%
2,096
+1,014
281
$1.38M ﹤0.01%
74,336
+66,626
282
$1.37M ﹤0.01%
14,103
-9,456
283
$1.37M ﹤0.01%
123,472
+4,106
284
$1.37M ﹤0.01%
+23,530
285
$1.36M ﹤0.01%
46,848
+19,563
286
$1.36M ﹤0.01%
60,103
+16,936
287
$1.35M ﹤0.01%
188,594
+50,872
288
$1.35M ﹤0.01%
6,287
+4,951
289
$1.34M ﹤0.01%
+12,438
290
$1.34M ﹤0.01%
+18,311
291
$1.33M ﹤0.01%
448,299
+11,049
292
$1.33M ﹤0.01%
+5,708
293
$1.32M ﹤0.01%
+13,171
294
$1.32M ﹤0.01%
10,108
-1,571
295
$1.32M ﹤0.01%
38,203
-109,220
296
$1.31M ﹤0.01%
+15,942
297
$1.31M ﹤0.01%
8,805
+4,625
298
$1.31M ﹤0.01%
137,505
+115,159
299
$1.3M ﹤0.01%
70,271
-58,304
300
$1.3M ﹤0.01%
26,765
-9,039