Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$501M
AUM Growth
+$20.4M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,546
New
Increased
Reduced
Closed

Top Buys

1 +$41.4M
2 +$12.3M
3 +$9.89M
4
BABA icon
Alibaba
BABA
+$9.66M
5
INTC icon
Intel
INTC
+$9.11M

Top Sells

1 +$36.8M
2 +$31.2M
3 +$29M
4
AMZN icon
Amazon
AMZN
+$25.6M
5
BIDU icon
Baidu
BIDU
+$12.9M

Sector Composition

1 Communication Services 13.31%
2 Consumer Discretionary 13.07%
3 Healthcare 12.41%
4 Technology 11.91%
5 Financials 8.28%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
276
$345K 0.04%
9,060
+505
277
$344K 0.04%
4,403
-1,052
278
$342K 0.04%
11,000
-1,182,152
279
$342K 0.04%
3,197
-533
280
$339K 0.04%
+4,632
281
$338K 0.04%
+8,156
282
$338K 0.04%
+126,412
283
$338K 0.04%
5,638
+3,499
284
$336K 0.04%
+13,826
285
$335K 0.04%
996
-724
286
$334K 0.04%
8,610
+6,006
287
$334K 0.04%
3,651
+1,282
288
$333K 0.04%
17,250
+10,336
289
$333K 0.04%
56,215
+53,461
290
$331K 0.04%
40,300
+1,044
291
$328K 0.04%
18,160
-6,802
292
$328K 0.04%
+3,272
293
$327K 0.04%
+3,589
294
$325K 0.04%
4,002
+1,396
295
$325K 0.04%
5,403
-51,477
296
$325K 0.04%
+3,400
297
$322K 0.04%
4,165
-29,278
298
$321K 0.04%
9,110
-961
299
$320K 0.04%
5,742
+2,120
300
$319K 0.04%
7,937
-3,509