Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.82B
AUM Growth
-$729M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,436
New
Increased
Reduced
Closed

Top Buys

1 +$278M
2 +$84.4M
3 +$76.9M
4
TSM icon
TSMC
TSM
+$74.9M
5
AMZN icon
Amazon
AMZN
+$53.5M

Top Sells

1 +$497M
2 +$73.7M
3 +$49M
4
AMD icon
Advanced Micro Devices
AMD
+$48.1M
5
UBER icon
Uber
UBER
+$41.8M

Sector Composition

1 Technology 22.9%
2 Consumer Discretionary 12.26%
3 Healthcare 9.52%
4 Communication Services 8.42%
5 Financials 7.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
SPOT icon
2876
Spotify
SPOT
$127B
0
SPRU icon
2877
Spruce Power Holding Corp
SPRU
$48.5M
$0 ﹤0.01%
107
-67
SPSC icon
2878
SPS Commerce
SPSC
$3.09B
-679
SPSM icon
2879
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$12.7B
-3,216
SPTM icon
2880
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$11.6B
-8
SPTS icon
2881
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$5.77B
0
SPUU icon
2882
Direxion Daily S&P 500 Bull 2X Shares
SPUU
$205M
$0 ﹤0.01%
+3
SPY icon
2883
SPDR S&P 500 ETF Trust
SPY
$666B
-22,614
SPYC icon
2884
Simplify US Equity PLUS Convexity ETF
SPYC
$94.2M
0
SPYG icon
2885
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$42.7B
-19,174
SPYV icon
2886
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$28.9B
-4,146
SQQQ icon
2887
ProShares UltraPro Short QQQ
SQQQ
$1.92B
-137,122
SR icon
2888
Spire
SR
$5.29B
0
PRVA icon
2889
Privia Health
PRVA
$2.88B
0
PSA icon
2890
Public Storage
PSA
$48.8B
0
PSCH icon
2891
Invesco S&P SmallCap Health Care ETF
PSCH
$144M
-4
PSEC icon
2892
Prospect Capital
PSEC
$1.27B
-42,409
PSMT icon
2893
Pricesmart
PSMT
$3.61B
0
PSNL icon
2894
Personalis
PSNL
$615M
0
PSN icon
2895
Parsons
PSN
$9.15B
-15,991
PSNY icon
2896
Gores Guggenheim
PSNY
$1.6B
0
PSTG icon
2897
Pure Storage
PSTG
$29.6B
0
PSTL
2898
Postal Realty Trust
PSTL
$406M
0
PTCT icon
2899
PTC Therapeutics
PTCT
$5.76B
0
PTLC icon
2900
Pacer Trendpilot US Large Cap ETF
PTLC
$3.46B
0