Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.71B
AUM Growth
+$164M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,644
New
Increased
Reduced
Closed

Top Buys

1 +$158M
2 +$69.1M
3 +$57.4M
4
C icon
Citigroup
C
+$23.4M
5
GS icon
Goldman Sachs
GS
+$23M

Top Sells

1 +$49.8M
2 +$43.2M
3 +$42.2M
4
MU icon
Micron Technology
MU
+$26.1M
5
ADBE icon
Adobe
ADBE
+$21M

Sector Composition

1 Consumer Discretionary 20.63%
2 Communication Services 16.3%
3 Technology 12.42%
4 Industrials 9.24%
5 Healthcare 8.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
251
$1.17M ﹤0.01%
5,427
+316
252
$1.16M ﹤0.01%
+49,763
253
$1.14M ﹤0.01%
41,201
-16,558
254
$1.14M ﹤0.01%
30,844
+9,067
255
$1.13M ﹤0.01%
+67,514
256
$1.13M ﹤0.01%
30,605
+23,843
257
$1.12M ﹤0.01%
23,895
+19,734
258
$1.11M ﹤0.01%
32,952
+11,023
259
$1.1M ﹤0.01%
+5,991
260
$1.1M ﹤0.01%
+30,347
261
$1.09M ﹤0.01%
40,095
+17,932
262
$1.09M ﹤0.01%
62,358
+47,404
263
$1.08M ﹤0.01%
+21,005
264
$1.08M ﹤0.01%
45,604
+37,188
265
$1.07M ﹤0.01%
+15,552
266
$1.07M ﹤0.01%
+37,646
267
$1.07M ﹤0.01%
14,999
-1,126
268
$1.07M ﹤0.01%
14,664
+12,459
269
$1.06M ﹤0.01%
21,326
-1,087
270
$1.06M ﹤0.01%
19,689
+19,482
271
$1.06M ﹤0.01%
+6,872
272
$1.05M ﹤0.01%
+9,340
273
$1.05M ﹤0.01%
+57,087
274
$1.04M ﹤0.01%
32,506
+26,268
275
$1.04M ﹤0.01%
91,401
+76,371