Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.05B
AUM Growth
+$234M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,916
New
Increased
Reduced
Closed

Top Buys

1 +$42.3M
2 +$37.4M
3 +$34M
4
FXI icon
iShares China Large-Cap ETF
FXI
+$33M
5
MRK icon
Merck
MRK
+$28M

Top Sells

1 +$38.3M
2 +$37.6M
3 +$33M
4
AMD icon
Advanced Micro Devices
AMD
+$30.6M
5
MU icon
Micron Technology
MU
+$28.3M

Sector Composition

1 Technology 20.53%
2 Consumer Discretionary 13.81%
3 Healthcare 11.4%
4 Communication Services 7.32%
5 Industrials 6.51%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2701
$3K ﹤0.01%
+345
2702
$3K ﹤0.01%
+375
2703
$3K ﹤0.01%
+67
2704
$3K ﹤0.01%
+99
2705
$3K ﹤0.01%
43
-11,052
2706
$3K ﹤0.01%
+21
2707
$3K ﹤0.01%
+90
2708
$3K ﹤0.01%
+85
2709
$3K ﹤0.01%
100
-100
2710
$3K ﹤0.01%
83
-2,120
2711
$3K ﹤0.01%
+100
2712
$3K ﹤0.01%
869
+449
2713
$3K ﹤0.01%
+188
2714
$3K ﹤0.01%
575
-6
2715
$3K ﹤0.01%
380
-60
2716
$3K ﹤0.01%
9,445
+4,445
2717
$3K ﹤0.01%
+190
2718
$3K ﹤0.01%
+143
2719
$3K ﹤0.01%
+126
2720
$3K ﹤0.01%
+7
2721
$3K ﹤0.01%
48
-98
2722
$3K ﹤0.01%
+300
2723
$3K ﹤0.01%
147
-3,489
2724
$3K ﹤0.01%
+54
2725
$3K ﹤0.01%
1,400
-18,111