Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.56B
1-Year Est. Return 50.35%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+50.35%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$4.53B
AUM Growth
+$819M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,596
New
Increased
Reduced
Closed

Top Buys

1 +$234M
2 +$97.5M
3 +$96.8M
4
IBIT icon
iShares Bitcoin Trust
IBIT
+$80.6M
5
PDD icon
Pinduoduo
PDD
+$54.9M

Top Sells

1 +$129M
2 +$92.9M
3 +$82.9M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$68.4M
5
META icon
Meta Platforms (Facebook)
META
+$59.2M

Sector Composition

1 Technology 34.08%
2 Consumer Discretionary 12.8%
3 Healthcare 10.63%
4 Financials 7.25%
5 Industrials 3.96%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
CMLS
2651
DELISTED
Cumulus Media Inc. Class A Common Stock
CMLS
-1,274
ODVWW
2652
DELISTED
Osisko Development Corp. Warrant
ODVWW
0
KFYP
2653
DELISTED
KraneShares CICC China Leaders 100 Index ETF
KFYP
0
VFLQ
2654
DELISTED
Vanguard U.S. Liquidity Factor ETF
VFLQ
0
CTXRW
2655
DELISTED
Citius Pharmaceuticals, Inc. Warrant
CTXRW
0
AWTM
2656
DELISTED
AWTM Ultra-Short Duration Enhanced Income ETF
AWTM
0
CHGX
2657
DELISTED
AXS Change Finance ESG ETF
CHGX
0
PLCY
2658
DELISTED
EventShares U.S. Legislative Opportunities ETF
PLCY
0
SCIU
2659
DELISTED
Global X Scientific Beta US ETF
SCIU
0
JPGE
2660
DELISTED
JPMorgan Diversified Return Global Equity ETF
JPGE
0
TUZ
2661
DELISTED
PIMCO 1-3 Year U.S. Treasury Index Exchange-Traded Fund
TUZ
0
UVV icon
2662
Universal Corp
UVV
$1.34B
0
UWM icon
2663
ProShares Ultra Russell2000
UWM
$260M
-10
V icon
2664
Visa
V
$595B
0
VAL icon
2665
Valaris
VAL
$6.32B
0
VALE icon
2666
Vale
VALE
$73.2B
-63,838
VANI icon
2667
Vivani Medical
VANI
$114M
-216
VAW icon
2668
Vanguard Materials ETF
VAW
$3.07B
-14
VBNK
2669
VersaBank
VBNK
$582M
-159
VC icon
2670
Visteon
VC
$3.03B
0
VCEB icon
2671
Vanguard ESG US Corporate Bond ETF
VCEB
$1.2B
0
VCIT icon
2672
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$64.6B
-40
VCYT icon
2673
Veracyte
VCYT
$2.74B
-21
VEA icon
2674
Vanguard FTSE Developed Markets ETF
VEA
$219B
-3,614
VEEV icon
2675
Veeva Systems
VEEV
$26.3B
0