Simplex Trading

Simplex Trading Portfolio holdings

AUM $4.53B
1-Year Est. Return 0.99%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.99%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.72B
AUM Growth
+$896M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,473
New
Increased
Reduced
Closed

Top Buys

1 +$216M
2 +$159M
3 +$128M
4
BKNG icon
Booking.com
BKNG
+$62.2M
5
SPY icon
SPDR S&P 500 ETF Trust
SPY
+$61.9M

Top Sells

1 +$141M
2 +$53.1M
3 +$45.7M
4
NFLX icon
Netflix
NFLX
+$45.3M
5
PFE icon
Pfizer
PFE
+$38.3M

Sector Composition

1 Technology 34.69%
2 Communication Services 9%
3 Consumer Discretionary 8.67%
4 Healthcare 8.08%
5 Financials 6.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
PENG
2526
Penguin Solutions Inc
PENG
$1.05B
-1,276
AIFU
2527
AIFU Inc
AIFU
$311M
-2,611
ETQ
2528
T-Rex 2X Inverse Ether Daily Target ETF
ETQ
$1.51M
-38
IRD
2529
Opus Genetics
IRD
$143M
-1,618
PRMB
2530
Primo Brands
PRMB
$6.78B
0
TSSI
2531
TSS Inc
TSSI
$322M
0
ZVOL
2532
Volatility Premium Plus ETF
ZVOL
$13.6M
0
ENFY
2533
DELISTED
Enlightify Inc
ENFY
0
LUCK
2534
Lucky Strike Entertainment
LUCK
$1.29B
-7,963
TTAN
2535
ServiceTitan Inc
TTAN
$8.44B
-3,831
PVLA
2536
Palvella Therapeutics
PVLA
$1.23B
0
NPKI
2537
NPK International
NPKI
$1.16B
0
AAMI
2538
Acadian Asset Management
AAMI
$1.95B
$0 ﹤0.01%
+2
UDN icon
2539
Invesco DB US Dollar Index Bearish Fund
UDN
$137M
-12,176
UHT
2540
Universal Health Realty Income Trust
UHT
$555M
0
UIS icon
2541
Unisys
UIS
$239M
-1,724
UL icon
2542
Unilever
UL
$140B
0
ULCC icon
2543
Frontier Group Holdings
ULCC
$1.16B
-33,903
ULTA icon
2544
Ulta Beauty
ULTA
$29.5B
0
UMBF icon
2545
UMB Financial
UMBF
$9.37B
0
UNF icon
2546
Unifirst Corp
UNF
$3.84B
-8
UNL icon
2547
United States 12 Month Natural Gas Fund
UNL
$17.4M
-8,613
UONEK icon
2548
Urban One Class D
UONEK
$39.3M
$0 ﹤0.01%
337
-63
UPAR icon
2549
UPAR Ultra Risk Parity ETF
UPAR
$66.5M
-6,327
UPBD icon
2550
Upbound Group
UPBD
$1.16B
0