Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$2.58B
AUM Growth
-$453M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,992
New
Increased
Reduced
Closed

Top Buys

1 +$101M
2 +$66M
3 +$51.8M
4
BRK.B icon
Berkshire Hathaway Class B
BRK.B
+$42.7M
5
GLD icon
SPDR Gold Trust
GLD
+$39.4M

Top Sells

1 +$411M
2 +$64M
3 +$39.8M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$34.3M
5
PYPL icon
PayPal
PYPL
+$32.9M

Sector Composition

1 Technology 17.4%
2 Financials 12.04%
3 Consumer Discretionary 10.17%
4 Healthcare 8.64%
5 Industrials 6.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
2501
$1K ﹤0.01%
193
-1,715
2502
$1K ﹤0.01%
122
-19,088
2503
$1K ﹤0.01%
+91
2504
$1K ﹤0.01%
+138
2505
$1K ﹤0.01%
+190
2506
$1K ﹤0.01%
2,443
+2,400
2507
$1K ﹤0.01%
+416
2508
$1K ﹤0.01%
2
-10
2509
$1K ﹤0.01%
900
-69
2510
$1K ﹤0.01%
+346
2511
$1K ﹤0.01%
1,416
+989
2512
$1K ﹤0.01%
+60
2513
$1K ﹤0.01%
53
-81
2514
$1K ﹤0.01%
+175
2515
$1K ﹤0.01%
4
+3
2516
$1K ﹤0.01%
76
-124
2517
$1K ﹤0.01%
378
-7,437
2518
$1K ﹤0.01%
100
2519
$1K ﹤0.01%
18
-100
2520
$1K ﹤0.01%
1,665
-4,746
2521
$1K ﹤0.01%
+273
2522
$1K ﹤0.01%
100
-10,399
2523
$1K ﹤0.01%
+58
2524
$1K ﹤0.01%
+24
2525
$1K ﹤0.01%
45
-323