Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.55B
AUM Growth
+$583M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
4,446
New
Increased
Reduced
Closed

Top Buys

1 +$586M
2 +$82.5M
3 +$40.4M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$39.4M
5
UBER icon
Uber
UBER
+$36.3M

Top Sells

1 +$130M
2 +$95.7M
3 +$56.2M
4
KWEB icon
KraneShares CSI China Internet ETF
KWEB
+$40.7M
5
MSFT icon
Microsoft
MSFT
+$40.5M

Sector Composition

1 Technology 34.29%
2 Consumer Discretionary 11.38%
3 Healthcare 9.65%
4 Financials 6.33%
5 Communication Services 5.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$2.52M ﹤0.01%
29,499
+9,337
227
$2.49M ﹤0.01%
47,030
+34,503
228
$2.49M ﹤0.01%
+62,223
229
$2.43M ﹤0.01%
14,958
-20,166
230
$2.41M ﹤0.01%
277,277
-585,381
231
$2.41M ﹤0.01%
+3,825
232
$2.41M ﹤0.01%
+39,766
233
$2.4M ﹤0.01%
26,901
+4,888
234
$2.4M ﹤0.01%
89,509
-138,690
235
$2.4M ﹤0.01%
81,070
-107,924
236
$2.38M ﹤0.01%
75,170
+49,852
237
$2.38M ﹤0.01%
10,442
-32,568
238
$2.37M ﹤0.01%
103,668
+48,286
239
$2.37M ﹤0.01%
+26,186
240
$2.36M ﹤0.01%
+9,717
241
$2.34M ﹤0.01%
24,732
+19,159
242
$2.33M ﹤0.01%
45,696
+36,441
243
$2.29M ﹤0.01%
349,380
+299,644
244
$2.27M ﹤0.01%
11,890
+7,541
245
$2.26M ﹤0.01%
45,228
+20,039
246
$2.26M ﹤0.01%
+34,641
247
$2.26M ﹤0.01%
23,206
+15,153
248
$2.26M ﹤0.01%
67,544
-21,435
249
$2.23M ﹤0.01%
3,131
-618
250
$2.2M ﹤0.01%
12,837
+12,736