Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.52B
AUM Growth
+$14.6M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,667
New
Increased
Reduced
Closed

Top Buys

1 +$31.4M
2 +$28.5M
3 +$23.4M
4
DIA icon
SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20.7M
5
JPM icon
JPMorgan Chase
JPM
+$18.1M

Top Sells

1 +$51.6M
2 +$49.5M
3 +$47.7M
4
NFLX icon
Netflix
NFLX
+$35M
5
NVDA icon
NVIDIA
NVDA
+$32.4M

Sector Composition

1 Technology 18.2%
2 Healthcare 12.18%
3 Consumer Discretionary 11.82%
4 Financials 6.03%
5 Communication Services 5.78%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.36M ﹤0.01%
+12,512
227
$1.35M ﹤0.01%
19,342
+14,785
228
$1.35M ﹤0.01%
56,191
+38,604
229
$1.35M ﹤0.01%
22,190
-7,475
230
$1.34M ﹤0.01%
27,908
+24,132
231
$1.34M ﹤0.01%
96,047
-79,815
232
$1.32M ﹤0.01%
42,052
+32,679
233
$1.32M ﹤0.01%
45,984
+20,645
234
$1.32M ﹤0.01%
+60,945
235
$1.32M ﹤0.01%
+34,749
236
$1.31M ﹤0.01%
13,769
+13,146
237
$1.31M ﹤0.01%
40,502
+25,581
238
$1.31M ﹤0.01%
+94,948
239
$1.3M ﹤0.01%
15,220
+13,499
240
$1.3M ﹤0.01%
14,508
-25,652
241
$1.29M ﹤0.01%
69,630
+67,100
242
$1.29M ﹤0.01%
+61,842
243
$1.28M ﹤0.01%
+54,627
244
$1.28M ﹤0.01%
+35,566
245
$1.28M ﹤0.01%
47,931
+24,934
246
$1.28M ﹤0.01%
74,290
+31,108
247
$1.27M ﹤0.01%
56,865
+31,995
248
$1.26M ﹤0.01%
19,625
+8,013
249
$1.25M ﹤0.01%
72,089
+70,095
250
$1.23M ﹤0.01%
+396,985