Simplex Trading

Simplex Trading Portfolio holdings

AUM $3.72B
1-Year Est. Return 0.6%
 

Simplex Trading, founded in 2004 and headquartered in Chicago, Illinois, is a technology-driven proprietary trading firm specializing in market-making and liquidity provision, primarily in U.S. equity options and futures options. Leveraging advanced proprietary software and data-driven analysis, the firm optimizes trading strategies and develops innovative solutions to capitalize on financial market opportunities, maintaining a competitive edge through automation and a collaborative team of technologists and traders. With a workforce exceeding 300 and led by CEO Erik Swanson since 2014, Simplex operates with a low-ego, high-intelligence culture, focusing on minimal bureaucracy and rapid execution, while also making strategic venture capital investments in fintech startups. Recognized as a top workplace in Chicago by Built In’s 2025 awards, Simplex continues to evolve, blending cutting-edge technology with a commitment to market efficiency and growth.

This Quarter Est. Return
1 Year Est. Return
+0.6%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.23B
AUM Growth
+$82.8M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
3,603
New
Increased
Reduced
Closed

Top Buys

1 +$92M
2 +$25.4M
3 +$12.8M
4
BIDU icon
Baidu
BIDU
+$12.2M
5
RHT
Red Hat Inc
RHT
+$11.6M

Top Sells

1 +$61.4M
2 +$59.6M
3 +$35.5M
4
AAPL icon
Apple
AAPL
+$19.6M
5
XLF icon
Financial Select Sector SPDR Fund
XLF
+$18.2M

Sector Composition

1 Communication Services 16.98%
2 Technology 12.42%
3 Healthcare 10.02%
4 Consumer Discretionary 8.53%
5 Industrials 6.01%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake
Capital Flow
226
$1.08M ﹤0.01%
+17,954
227
$1.08M ﹤0.01%
12,400
+4,217
228
$1.08M ﹤0.01%
+33,342
229
$1.06M ﹤0.01%
51,317
+24,460
230
$1.06M ﹤0.01%
63,550
+44,084
231
$1.05M ﹤0.01%
+14,068
232
$1.05M ﹤0.01%
57,484
+8,566
233
$1.04M ﹤0.01%
14,449
+10,559
234
$1.01M ﹤0.01%
+3,528
235
$1.01M ﹤0.01%
+38,581
236
$1M ﹤0.01%
+30,693
237
$1M ﹤0.01%
+36,692
238
$984K ﹤0.01%
13,435
+8,121
239
$981K ﹤0.01%
+4,918
240
$980K ﹤0.01%
34,836
+34,636
241
$979K ﹤0.01%
+49,253
242
$976K ﹤0.01%
+96,780
243
$976K ﹤0.01%
19,494
+14,455
244
$970K ﹤0.01%
11,700
+2,077
245
$959K ﹤0.01%
+4,858
246
$951K ﹤0.01%
33,699
+29,506
247
$951K ﹤0.01%
20,957
-1,487
248
$949K ﹤0.01%
13,382
+10,619
249
$944K ﹤0.01%
+228,746
250
$943K ﹤0.01%
20,325
-13,352