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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+8.66%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$3.59B
AUM Growth
+$263M
Cap. Flow
+$39.7M
Cap. Flow %
1.11%
Top 10 Hldgs %
21.42%
Holding
1,515
New
143
Increased
693
Reduced
506
Closed
131

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$13.3M
2
FTSM icon
First Trust Enhanced Short Maturity ETF
FTSM
+$9.52M
3
LMBS icon
First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS
+$9.26M
4
QQQ icon
Invesco QQQ Trust
QQQ
+$8.8M
5
RDVY icon
First Trust Rising Dividend Achievers ETF
RDVY
+$8.22M

Top Sells

Rank Stock Value
1
CROX icon
Crocs
CROX
+$7.08M
2
FEX icon
First Trust Large Cap Core AlphaDEX Fund
FEX
+$6.67M
3
FPXI icon
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
+$6.59M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$5.87M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$5.77M

Sector Composition

Rank Sector Weight
1 Technology 12.36%
2 Consumer Discretionary 5.65%
3 Healthcare 4.55%
4 Financials 4.46%
5 Communication Services 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVGO icon
176
Broadcom
AVGO
$1.82T
$4.35M 0.12%
65,370
+400
+0.6% +$22.5K
CFO icon
177
VictoryShares US 500 Enhanced Volatility Wtd ETF
CFO
$415M
$4.34M 0.12%
55,877
+94
+0.2% +$7.06K
UCON icon
178
First Trust Smith Unconstrained Bond ETF
UCON
$3.26B
$4.34M 0.12%
164,645
+47,143
+40% +$1.25M
IBM icon
179
IBM
IBM
$202B
$4.32M 0.12%
32,311
-1,501
-4% -$188K
TMO icon
180
Thermo Fisher Scientific
TMO
$211B
$4.28M 0.12%
6,415
+8
+0.1% +$5K
ETN icon
181
Eaton
ETN
$157B
$4.24M 0.12%
24,522
-3,905
-14% -$647K
IWF icon
182
iShares Russell 1000 Growth ETF
IWF
$122B
$4.21M 0.12%
55,160
+4,920
+10% +$365K
MGK icon
183
Vanguard Mega Cap Growth ETF
MGK
$31.9B
$4.19M 0.12%
80,365
+39,120
+95% +$1.98M
QQQ icon
184
PUT
Invesco QQQ Trust
QQQ
$455B
$4.18M 0.12%
10,500
-3,800
-27% -$1.47M
ARKQ icon
185
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.88B
$4.13M 0.12%
53,642
+2,212
+4% +$181K
ABT icon
186
Abbott
ABT
$180B
$4.11M 0.11%
29,178
-1,362
-4% -$174K
DE icon
187
Deere & Co
DE
$170B
$4.1M 0.11%
11,950
-204
-2% -$71K
SKYY icon
188
First Trust Cloud Computing ETF
SKYY
$2.74B
$4.07M 0.11%
38,974
+1,231
+3% +$136K
TDIV icon
189
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.06B
$3.97M 0.11%
63,208
+2,001
+3% +$120K
VOOG icon
190
Vanguard S&P 500 Growth ETF
VOOG
$25.4B
$3.96M 0.11%
78,762
+2,430
+3% +$118K
GIS icon
191
General Mills
GIS
$19.2B
$3.96M 0.11%
58,756
-1,369
-2% -$87K
KMB icon
192
Kimberly-Clark
KMB
$36.4B
$3.94M 0.11%
27,557
-997
-3% -$134K
IWP icon
193
iShares Russell Mid-Cap Growth ETF
IWP
$20B
$3.93M 0.11%
34,085
+1,280
+4% +$149K
WFC icon
194
Wells Fargo
WFC
$261B
$3.91M 0.11%
81,433
-14,780
-15% -$728K
RTX icon
195
RTX Corp
RTX
$287B
$3.89M 0.11%
45,162
-1,123
-2% -$97.9K
EFV icon
196
iShares MSCI EAFE Value ETF
EFV
$27.6B
$3.87M 0.11%
76,813
+10,234
+15% +$522K
MS icon
197
Morgan Stanley
MS
$337B
$3.85M 0.11%
39,192
+6,996
+22% +$697K
FXD icon
198
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$263M
$3.84M 0.11%
61,895
+11,875
+24% +$734K
SLV icon
199
iShares Silver Trust
SLV
$28.1B
$3.8M 0.11%
176,643
+9,218
+6% +$199K
CMS icon
200
CMS Energy
CMS
$23.1B
$3.78M 0.11%
58,099
-2,422
-4% -$149K
6 7
8
9 10

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Sigma Planning Corp's Q4 2021 Portfolio in Review

As of Q4 2021, Sigma Planning Corp held 1,515 positions worth $3.59B, up 7.9% from $3.32B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Sigma Planning Corp's Q4 2021 filing shows 143 new, 693 increased, 506 reduced and 131 closed positions. Its largest new stake was TaskUs: 21,600 shares worth $1.17M. The largest sale was Crocs, an estimated $7.08M.

By sector, the portfolio is most concentrated in Technology at 12% of assets, up from 11% a quarter earlier, followed by Consumer Discretionary and Healthcare.

  • Sigma Planning Corp's largest Q4 2021 buy was TaskUs: 21,600 shares worth $1.17M.
  • Sigma Planning Corp added most to iShares Core S&P 500 ETF in Q4 2021, an estimated $13.3M increase.
  • Sigma Planning Corp's biggest Q4 2021 reduction was Crocs, cutting an estimated $7.08M.
  • Sigma Planning Corp fully exited Pimco Income Opportunity Fund in Q4 2021, selling an estimated $3.13M.
  • Sigma Planning Corp's ten largest holdings make up 21% of its $3.59B portfolio in Q4 2021.
  • Sigma Planning Corp opened 143 new positions and closed 131 in Q4 2021.
  • Sigma Planning Corp's portfolio value rose 7.9% quarter-over-quarter to $3.59B.

Based on Sigma Planning Corp's 13F filing for Q4 2021, filed 2 Feb 2022.