Sigma Planning Corp’s First Trust Consumer Discretionary AlphaDEX Fund FXD Stock Holding History

Sigma Planning Corp’s Portfolio FXD Stock Details FXD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2022 Q4	–	Sell	-7,731	Closed	-$333K	–	1295
2022 Q3	$333K	Sell	7,731 -11,150	-59%	-$537K	0.01%	908
2022 Q2	$845K	Sell	18,881 -8,309	-31%	-$416K	0.03%	536
2022 Q1	$1.48M	Sell	27,190 -34,705	-56%	-$1.97M	0.04%	397
2021 Q4	$3.84M	Buy	61,895 +11,875	+24%	+$734K	0.11%	198
2021 Q3	$2.96M	Sell	50,020 -3,824	-7%	-$234K	0.09%	243
2021 Q2	$3.27M	Buy	+53,844	New	+$3.24M	0.1%	225
2020 Q1	–	Sell	-21,599	Closed	-$979K	–	988
2019 Q4	$979K	Buy	21,599 +5,181	+32%	+$226K	0.04%	413
2019 Q3	$690K	Buy	16,418 +7,468	+83%	+$317K	0.03%	473
2019 Q2	$383K	Buy	8,950 +3,897	+77%	+$166K	0.02%	641
2019 Q1	$213K	Buy	+5,053	New	+$206K	0.01%	829
2016 Q4	–	Sell	-31,159	Closed	-$1.1M	–	765
2016 Q3	$1.1M	Buy	31,159 +25,116	+416%	+$891K	0.13%	183
2016 Q2	$204K	Sell	6,043 -94	-2%	-$3.21K	0.03%	612
2016 Q1	$216K	Buy	6,137 +155	+3%	+$5.08K	0.03%	576
2015 Q4	$204K	Buy	+5,982	New	+$210K	0.03%	601
2015 Q3	–	Sell	-68,688	Closed	-$2.51M	–	704
2015 Q2	$2.51M	Sell	68,688 -25,173	-27%	-$931K	0.35%	69
2015 Q1	$3.5M	Sell	93,861 -8,347	-8%	-$302K	0.46%	36
2014 Q4	$3.66M	Buy	+102,208	New	+$3.45M	0.48%	44

Other funds holding FXD

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $51.6B AUM 27.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Sigma Planning Corp's FXD Position: Q4 2022 in Review

Sigma Planning Corp sold out of First Trust Consumer Discretionary AlphaDEX Fund (FXD) in Q4 2022, closing a stake of 7,731 shares — an estimated $333K sold.

Sigma Planning Corp first reported a position in FXD in Q4 2014 and held it in 17 quarters. The position peaked at $3.84M in Q4 2021. 115 funds tracked by Wall St. Rank hold FXD as of Q4 2022.

Sigma Planning Corp reported no remaining First Trust Consumer Discretionary AlphaDEX Fund position as of Q4 2022 after selling out during the quarter.
Sigma Planning Corp sold 7,731 First Trust Consumer Discretionary AlphaDEX Fund shares in Q4 2022, an estimated $333K.
Sigma Planning Corp first reported a position in First Trust Consumer Discretionary AlphaDEX Fund in Q4 2014 and held it in 17 quarters.
Sigma Planning Corp's First Trust Consumer Discretionary AlphaDEX Fund position peaked at $3.84M in Q4 2021.
115 funds tracked by Wall St. Rank held First Trust Consumer Discretionary AlphaDEX Fund as of Q4 2022.

Based on Sigma Planning Corp's 13F filing for Q4 2022, filed 24 Jan 2023.