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SPC

Sigma Planning Corp Portfolio holdings

AUM $3.6B
1-Year Est. Return 24.57%
This Fund
S&P 500
This Quarter Est. Return
+5.24%
1 Year Est. Return
+24.57%
3 Year Est. Return
+69.88%
5 Year Est. Return
+82.98%
10 Year Est. Return
+301.75%
AUM
$1.3B
AUM Growth
+$85.5M
Cap. Flow
+$30.3M
Cap. Flow %
2.34%
Top 10 Hldgs %
19.03%
Holding
922
New
75
Increased
425
Reduced
333
Closed
70

Top Buys

Rank Stock Value
1
DD icon
DuPont de Nemours
DD
+$5.75M
2
IVE icon
iShares S&P 500 Value ETF
IVE
+$5.51M
3
FSTA icon
Fidelity MSCI Consumer Staples Index ETF
FSTA
+$5.22M
4
IJH icon
iShares Core S&P Mid-Cap ETF
IJH
+$2.77M
5
FDN icon
First Trust Dow Jones Internet Index Fund ETF
FDN
+$2.74M

Top Sells

Rank Stock Value
1
IUSV icon
iShares Core S&P US Value ETF
IUSV
+$12.4M
2
IVV icon
iShares Core S&P 500 ETF
IVV
+$10.6M
3
ONEQ icon
Fidelity Nasdaq Composite Index ETF
ONEQ
+$4.19M
4
SWKS icon
Skyworks Solutions
SWKS
+$2.67M
5
IYR icon
iShares US Real Estate ETF
IYR
+$2.44M

Sector Composition

Rank Sector Weight
1 Technology 5.96%
2 Financials 5.11%
3 Industrials 4.91%
4 Healthcare 4.64%
5 Consumer Staples 4.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GILD icon
151
Gilead Sciences
GILD
$161B
$2.19M 0.17%
30,641
+3,010
+11% +$229K
AMLP icon
152
Alerian MLP ETF
AMLP
$13B
$2.19M 0.17%
40,639
-2,214
-5% -$118K
COST icon
153
Costco
COST
$415B
$2.17M 0.17%
11,640
-2,766
-19% -$478K
STIP icon
154
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$2.13M 0.16%
21,329
+1,020
+5% +$102K
SPYV icon
155
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.1B
$2.13M 0.16%
69,322
+1,410
+2% +$42.2K
CSX icon
156
CSX Corp
CSX
$98.6B
$2.11M 0.16%
115,179
-507
-0.4% -$8.98K
IBM icon
157
IBM
IBM
$202B
$2.11M 0.16%
14,356
-630
-4% -$91.6K
ACWV icon
158
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.26B
$2.07M 0.16%
24,509
+144
+0.6% +$12K
HR icon
159
Healthcare Realty
HR
$7.42B
$2.06M 0.16%
68,751
-3,033
-4% -$91.8K
SYY icon
160
Sysco
SYY
$39.7B
$2.06M 0.16%
33,836
+387
+1% +$21.9K
D icon
161
Dominion Energy
D
$62.5B
$2.04M 0.16%
25,228
-2,481
-9% -$201K
ITA icon
162
iShares US Aerospace & Defense ETF
ITA
$14.2B
$2.04M 0.16%
21,726
+1,812
+9% +$166K
XLK icon
163
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.03M 0.16%
63,606
+4,490
+8% +$141K
SCHX icon
164
Schwab US Large- Cap ETF
SCHX
$70.9B
$2.03M 0.16%
191,130
+816
+0.4% +$8.45K
FDMO icon
165
Fidelity Momentum Factor ETF
FDMO
$934M
$1.98M 0.15%
63,335
+3,341
+6% +$102K
IWO icon
166
iShares Russell 2000 Growth ETF
IWO
$14.5B
$1.98M 0.15%
10,604
+1,153
+12% +$210K
SMLV icon
167
State Street SPDR US Small Cap Low Volatility Index ETF
SMLV
$257M
$1.98M 0.15%
21,679
+1,033
+5% +$99.1K
DWAS icon
168
Invesco Dorsey Wright SmallCap Momentum ETF
DWAS
$435M
$1.98M 0.15%
40,594
-337
-0.8% -$16.1K
RTN
169
DELISTED
Raytheon Company
RTN
$1.97M 0.15%
10,508
+4,493
+75% +$838K
TXN icon
170
Texas Instruments
TXN
$255B
$1.97M 0.15%
18,894
+2,193
+13% +$214K
QTEC icon
171
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.4B
$1.97M 0.15%
27,411
-353
-1% -$25.4K
BSV icon
172
Vanguard Short-Term Bond ETF
BSV
$44.6B
$1.94M 0.15%
24,514
-962
-4% -$76.4K
CVS icon
173
CVS Health
CVS
$137B
$1.93M 0.15%
26,578
+64
+0.2% +$4.65K
QABA icon
174
First Trust NASDAQ ABA Community Bank Index Fund
QABA
$92.1M
$1.89M 0.15%
36,132
-21,353
-37% -$1.12M
OSK icon
175
Oshkosh
OSK
$9.67B
$1.88M 0.15%
+20,728
New +$1.82M
5 6
7
8 9

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Sigma Planning Corp's Q4 2017 Portfolio in Review

As of Q4 2017, Sigma Planning Corp held 922 positions worth $1.3B, up 7.1% from $1.21B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Sigma Planning Corp's Q4 2017 filing shows 75 new, 425 increased, 333 reduced and 70 closed positions. Its largest new stake was DuPont de Nemours: 31,933 shares worth $5.76M. The largest sale was iShares Core S&P US Value ETF, an estimated $12.4M.

By sector, the portfolio is most concentrated in Technology at 6% of assets, down from 6% a quarter earlier, followed by Financials and Industrials.

  • Sigma Planning Corp's largest Q4 2017 buy was DuPont de Nemours: 31,933 shares worth $5.76M.
  • Sigma Planning Corp added most to iShares S&P 500 Value ETF in Q4 2017, an estimated $5.51M increase.
  • Sigma Planning Corp's biggest Q4 2017 reduction was iShares Core S&P US Value ETF, cutting an estimated $12.4M.
  • Sigma Planning Corp fully exited Newmont in Q4 2017, selling an estimated $1.74M.
  • Sigma Planning Corp's ten largest holdings make up 19% of its $1.3B portfolio in Q4 2017.
  • Sigma Planning Corp opened 75 new positions and closed 70 in Q4 2017.
  • Sigma Planning Corp's portfolio value rose 7.1% quarter-over-quarter to $1.3B.

Based on Sigma Planning Corp's 13F filing for Q4 2017, filed 7 Feb 2018.