Sigma Planning Corp’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Sigma Planning Corp’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2023 Q3	–	Sell	-3,657	Closed	-$288K	–	1229
2023 Q2	$288K	Buy	+3,657	New	+$272K	0.01%	952
2022 Q3	–	Sell	-4,004	Closed	-$272K	–	1279
2022 Q2	$272K	Buy	4,004 +627	+19%	+$49.1K	0.01%	1038
2022 Q1	$286K	Buy	+3,377	New	+$279K	0.01%	1077
2021 Q1	–	Sell	-22,939	Closed	-$1.73M	–	1351
2020 Q4	$1.73M	Buy	+22,939	New	+$1.56M	0.06%	307
2018 Q4	–	Sell	-41,654	Closed	-$2.4M	–	875
2018 Q3	$2.4M	Sell	41,654 -15	-0%	-$851	0.14%	157
2018 Q2	$2.25M	Buy	41,669 +1,300	+3%	+$68K	0.15%	160
2018 Q1	$2M	Sell	40,369 -225	-0.6%	-$11.3K	0.15%	164
2017 Q4	$1.98M	Sell	40,594 -337	-0.8%	-$16.1K	0.15%	168
2017 Q3	$1.94M	Buy	+40,931	New	+$1.8M	0.16%	159
2017 Q2	–	Sell	-5,175	Closed	-$211K	–	801
2017 Q1	$211K	Sell	5,175 -1,463	-22%	-$59.5K	0.02%	686
2016 Q4	$268K	Buy	+6,638	New	+$256K	0.03%	561
2016 Q1	–	Sell	-8,732	Closed	-$328K	–	710
2015 Q4	$328K	Buy	8,732 +226	+3%	+$8.71K	0.05%	425
2015 Q3	$317K	Sell	8,506 -1,086	-11%	-$44.3K	0.05%	413
2015 Q2	$398K	Buy	9,592 +677	+8%	+$28K	0.05%	401
2015 Q1	$371K	Buy	+8,915	New	+$354K	0.05%	457

Other funds holding DWAS

Wealth Enhancement Advisory Services Plymouth, Minnesota $59.8B AUM 29.42% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return

LWM

LJI Wealth Management Indianapolis, Indiana $626M AUM 17.68% 1-Year Est. Return

Sigma Planning Corp's DWAS Position: Q3 2023 in Review

Sigma Planning Corp sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q3 2023, closing a stake of 3,657 shares — an estimated $288K sold.

Sigma Planning Corp first reported a position in DWAS in Q1 2015 and held it in 15 quarters. The position peaked at $2.4M in Q3 2018. 82 funds tracked by Wall St. Rank hold DWAS as of Q3 2023.

Sigma Planning Corp reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q3 2023 after selling out during the quarter.
Sigma Planning Corp sold 3,657 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q3 2023, an estimated $288K.
Sigma Planning Corp first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q1 2015 and held it in 15 quarters.
Sigma Planning Corp's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $2.4M in Q3 2018.
82 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q3 2023.

Based on Sigma Planning Corp's 13F filing for Q3 2023, filed 6 Nov 2023.