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Invesco Dorsey Wright SmallCap Momentum ETF

67 hedge funds and large institutions have $369M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 28 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 3

155% more repeat investments, than reductions

Existing positions increased: 28 | Existing positions reduced: 11

100% more call options, than puts

Call options by funds: $552K | Put options by funds: $276K

97% more capital invested

Capital invested by funds: $187M → $369M (+$182M)

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

22.46% more ownership

Funds ownership: 58.81%81.27% (+22%)

16% more funds holding

Funds holding: 5867 (+9)

Holders
67
Holders Change
+9
Holders Change %
+15.52%
% of All Funds
1.53%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
12
Increased
28
Reduced
11
Closed
3
Calls
$552K
Puts
$276K
Net Calls
+$276K
Net Calls Change
-$20K
Name Holding Trade Value Shares
Change
Change in
Stake
CS
1
Credit Suisse
Switzerland
$89.2M +$88M +1,550,000 New
Morgan Stanley
2
Morgan Stanley
New York
$58.3M +$12.1M +214,088 +27%
Wells Fargo
3
Wells Fargo
California
$27.9M +$4.51M +79,422 +20%
SFI
4
SPC Financial Inc
Maryland
$27.2M +$17.7M +312,625 +194%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$20.8M +$2.59M +45,609 +14%
Invesco
6
Invesco
Georgia
$20.7M +$6.56M +115,676 +47%
RJA
7
Raymond James & Associates
Florida
$16.9M +$4.08M +71,859 +32%
BTS
8
BB&T Securities
Virginia
$12.8M +$4.03M +70,961 +47%
UBS Group
9
UBS Group
Switzerland
$12.2M +$5.49M +96,751 +84%
SG
10
Strid Group
Pennsylvania
$11.6M -$480K -8,451 -4%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$8.6M +$1.93M +33,962 +29%
Bank of America
12
Bank of America
North Carolina
$7.05M +$2.09M +36,917 +43%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$6.46M +$3.3M +58,187 +108%
LPL Financial
14
LPL Financial
California
$5.76M +$3.59M +63,268 +171%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.17M +$596K +10,509 +13%
FA
16
Fortis Advisors
Pennsylvania
$3.79M -$567 -10 -0%
PMG
17
ProVise Management Group
Florida
$2.77M +$66.6K +1,173 +2%
OC
18
Oppenheimer & Co
New York
$2.4M +$1.78M +31,333 +300%
SPC
19
Sigma Planning Corp
Michigan
$2.4M -$851 -15 -0%
SCA
20
Snowden Capital Advisors
New York
$2.18M +$95.4K +1,681 +5%
SPIA
21
Steward Partners Investment Advisory
New York
$2.08M
Jane Street
22
Jane Street
New York
$1.99M +$1.6M +28,216 +442%
GSC
23
G&S Capital
Colorado
$1.87M +$1.38M +24,397 +300%
PFS
24
Prospera Financial Services
Texas
$1.82M -$113K -2,000 -6%
VF
25
Virtu Financial
New York
$1.64M +$1.62M +28,476 New

DWAS Hedge Fund Activity: Q3 2018 in Review

67 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2018, worth a combined $369M — up 97% from $187M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DWAS positions and 3 closed out — a net gain of 9 holders — while 28 added to existing stakes and 11 trimmed.

The largest buyer was Credit Suisse, opening a new position worth an estimated $88M. The largest seller was Susquehanna International Group, cutting an estimated $697K.

  • 67 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2018, up from 58 in Q2 2018.
  • Funds reported $369M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2018, up 97% quarter-over-quarter.
  • 12 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2018 and 3 closed out, a net change of +9 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2018 was Credit Suisse, an estimated $88M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2018 was Susquehanna International Group, an estimated $697K sold.

Based on aggregated 13F filings for Q3 2018.