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Invesco Dorsey Wright SmallCap Momentum ETF

49 hedge funds and large institutions have $177M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 33 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

4% less funds holding

Funds holding: 5149 (-2)

7.51% less ownership

Funds ownership: 55.63%48.12% (-7.5%)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

38% less capital invested

Capital invested by funds: $285M → $177M (-$108M)

73% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 33

Holders
49
Holders Change
-2
Holders Change %
-3.92%
% of All Funds
1.42%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
9
Reduced
33
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.7M -$16.2M -430,349 -31%
Wells Fargo
2
Wells Fargo
California
$30.8M -$23.1M -614,898 -42%
U
3
UBS
Switzerland
$16.1M -$2.21M -58,775 -12%
Bank of America
4
Bank of America
North Carolina
$12.3M -$9.69M -258,291 -43%
HF
5
Hoxton Financial
West Virginia
$11.9M +$638K +17,006 +5%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$11.1M -$5.53M -147,392 -32%
LPL Financial
7
LPL Financial
California
$8.89M -$2.5M -66,692 -21%
RJA
8
Raymond James & Associates
Florida
$7.32M -$898K -23,917 -10%
SG Americas Securities
9
SG Americas Securities
New York
$5.56M -$787K -20,976 -12%
WF
10
WealthTrust Fairport
Ohio
$5M -$176K -4,677 -3%
KFS
11
KMS Financial Services
Washington
$3.23M -$14K -372 -0.4%
B
12
Baird
Wisconsin
$2.89M -$224K -5,979 -7%
Goldman Sachs
13
Goldman Sachs
New York
$2.37M -$446K -11,871 -15%
Susquehanna International Group
14
Susquehanna International Group
Pennsylvania
$2.34M +$1.37M +36,620 +129%
BTS
15
BB&T Securities
Virginia
$2.27M -$1.2M -31,982 -83%
VKH
16
Virtu KCG Holdings
New York
$1.91M +$2M +53,175 New
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$1.58M -$174K -4,634 -10%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$1.49M -$45.4K -1,210 -3%
MFS
19
MSI Financial Services
Massachusetts
$1.23M -$1.53M -40,821 -54%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$1.18M +$1.15M +30,689 +1,366%
NPC
21
National Planning Corporation
California
$1.06M -$26.3K -700 -2%
Stifel Financial
22
Stifel Financial
Missouri
$957K -$152K -4,044 -13%
HighTower Advisors
23
HighTower Advisors
Illinois
$937K -$793K -21,122 -45%
GLA
24
Great Lakes Advisors
Illinois
$921K -$24.5K -654 -2%
SAG
25
Sterne Agee Group
Alabama
$794K -$16.5K -440 -2%

DWAS Hedge Fund Activity: Q3 2014 in Review

49 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2014, worth a combined $177M — down 38% from $285M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of DWAS and 4 opened new positions — a net loss of 2 holders — while 33 trimmed existing stakes and 9 added.

The largest buyer was Virtu KCG Holdings, opening a new position worth an estimated $2M. The largest seller was Wells Fargo, cutting an estimated $23.1M.

  • 49 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2014, down from 51 in Q2 2014.
  • Funds reported $177M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2014, down 38% quarter-over-quarter.
  • 4 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2014 and 6 closed out, a net change of -2 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2014 was Virtu KCG Holdings, an estimated $2M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2014 was Wells Fargo, an estimated $23.1M sold.

Based on aggregated 13F filings for Q3 2014.