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Invesco Dorsey Wright SmallCap Momentum ETF

62 hedge funds and large institutions have $147M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2018 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 15 increasing their positions, 29 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% less funds holding

Funds holding: 6762 (-5)

25.85% less ownership

Funds ownership: 81.27%55.42% (-26%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

48% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 29

60% less capital invested

Capital invested by funds: $369M → $147M (-$222M)

Holders
62
Holders Change
-5
Holders Change %
-7.46%
% of All Funds
1.38%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
8
Increased
15
Reduced
29
Closed
13
Calls
$479K
Puts
Net Calls
+$479K
Net Calls Change
+$203K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$23M -$23.6M -484,937 -48%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$22.6M +$7.72M +158,836 +44%
SFI
3
SPC Financial Inc
Maryland
$13.5M -$7.97M -163,975 -35%
Wells Fargo
4
Wells Fargo
California
$12.2M -$10M -205,893 -42%
Invesco
5
Invesco
Georgia
$11.7M -$4.42M -90,966 -25%
RJA
6
Raymond James & Associates
Florida
$11.5M -$1.46M -30,097 -10%
SG
7
Strid Group
Pennsylvania
$7.66M -$1.28M -26,235 -13%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$5.65M -$949K -19,520 -13%
UBS Group
9
UBS Group
Switzerland
$4.76M -$4.95M -101,919 -48%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$3.75M -$271K -5,577 -6%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$2.65M +$2.74M +56,451 +1,276%
TRCT
12
Tower Research Capital (TRC)
New York
$2.55M +$2.77M +57,007 +3,357%
Jane Street
13
Jane Street
New York
$2.1M +$660K +13,579 +39%
Bank of America
14
Bank of America
North Carolina
$1.9M -$3.83M -78,807 -64%
FA
15
Fortis Advisors
Pennsylvania
$1.85M -$1.14M -23,432 -36%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$1.69M -$3.57M -73,346 -65%
SPIA
17
Steward Partners Investment Advisory
New York
$1.5M -$78.8K -1,621 -4%
PFS
18
Prospera Financial Services
Texas
$1.5M +$40K +823 +2%
GSC
19
G&S Capital
Colorado
$1.48M +$73.6K +1,514 +5%
LPL Financial
20
LPL Financial
California
$1.28M -$3.44M -70,763 -71%
EWA
21
EP Wealth Advisors
California
$1.02M -$87.4K -1,799 -7%
Stifel Financial
22
Stifel Financial
Missouri
$890K -$252K -5,187 -20%
SCA
23
Snowden Capital Advisors
New York
$835K -$906K -18,645 -49%
AIM
24
Advantage Investment Management
Iowa
$728K +$32.8K +674 +4%
OC
25
Oppenheimer & Co
New York
$665K -$1.29M -26,468 -63%

DWAS Hedge Fund Activity: Q4 2018 in Review

62 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2018, worth a combined $147M — down 60% from $369M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of DWAS and 8 opened new positions — a net loss of 5 holders — while 29 trimmed existing stakes and 15 added.

The largest buyer was Royal Bank of Canada, adding an estimated $7.72M. The largest seller was Credit Suisse, exiting entirely with an estimated $89.2M sold.

  • 62 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2018, down from 67 in Q3 2018.
  • Funds reported $147M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2018, down 60% quarter-over-quarter.
  • 8 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2018 and 13 closed out, a net change of -5 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2018 was Royal Bank of Canada, an estimated $7.72M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2018 was Credit Suisse, an estimated $89.2M sold.

Based on aggregated 13F filings for Q4 2018.