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Invesco Dorsey Wright SmallCap Momentum ETF

62 hedge funds and large institutions have $143M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

133% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 6

16% more capital invested

Capital invested by funds: $123M → $143M (+$19.7M)

11% more funds holding

Funds holding: 5662 (+6)

0.96% more ownership

Funds ownership: 55.21%56.17% (+0.96%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

Holders
62
Holders Change
+6
Holders Change %
+10.71%
% of All Funds
1.22%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
14
Increased
14
Reduced
20
Closed
6
Calls
$331K
Puts
Net Calls
+$331K
Net Calls Change
+$331K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.1M -$2.51M -47,557 -14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$14.4M -$1.49M -28,305 -10%
Wells Fargo
3
Wells Fargo
California
$13.9M +$552K +10,459 +4%
RJA
4
Raymond James & Associates
Florida
$13.8M -$806K -15,269 -6%
SFI
5
SPC Financial Inc
Maryland
$9.61M +$399K +7,557 +5%
SG
6
Strid Group
Pennsylvania
$8.71M -$265K -5,012 -3%
IAA
7
Independent Advisor Alliance
North Carolina
$6.8M +$6.29M +119,104 New
Bank of America
8
Bank of America
North Carolina
$6.11M +$1.1M +20,818 +24%
Baird Financial Group
9
Baird Financial Group
Wisconsin
$5.91M +$119K +2,257 +2%
Janney Montgomery Scott
10
Janney Montgomery Scott
Pennsylvania
$5.46M -$2.39M -45,186 -32%
UBS Group
11
UBS Group
Switzerland
$5.37M -$263K -4,982 -5%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$5.21M +$826K +15,633 +21%
MWM
13
MorganRosel Wealth Management
Colorado
$3.98M -$49.9K -944 -1%
FA
14
Fortis Advisors
Pennsylvania
$2.38M -$534K -10,110 -20%
Invesco
15
Invesco
Georgia
$1.93M -$161K -3,052 -8%
PFS
16
Prospera Financial Services
Texas
$1.83M -$30.4K -575 -2%
SPIA
17
Steward Partners Investment Advisory
New York
$1.8M -$47.5K -900 -3%
LPL Financial
18
LPL Financial
California
$1.51M +$221K +4,188 +19%
EWA
19
EP Wealth Advisors
California
$1.33M -$61.3K -1,161 -5%
SCA
20
Snowden Capital Advisors
New York
$1.13M -$19.5K -370 -2%
Stifel Financial
21
Stifel Financial
Missouri
$1.06M +$196K +3,707 +25%
AIP
22
Almanack Investment Partners
Pennsylvania
$1.02M +$945K +17,893 New
PAG
23
Private Advisor Group
New Jersey
$1.01M +$937K +17,741 New
CF
24
Centaurus Financial
California
$972K +$899K +17,020 New
RJFSA
25
Raymond James Financial Services Advisors
Florida
$943K +$95.2K +1,802 +12%

DWAS Hedge Fund Activity: Q4 2019 in Review

62 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2019, worth a combined $143M — up 16% from $123M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new DWAS positions and 6 closed out — a net gain of 8 holders — while 14 added to existing stakes and 20 trimmed.

The largest buyer was Independent Advisor Alliance, opening a new position worth an estimated $6.29M. The largest seller was Morgan Stanley, cutting an estimated $2.51M.

  • 62 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2019, up from 56 in Q3 2019.
  • Funds reported $143M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 14 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2019 and 6 closed out, a net change of +8 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2019 was Independent Advisor Alliance, an estimated $6.29M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2019 was Morgan Stanley, an estimated $2.51M sold.

Based on aggregated 13F filings for Q4 2019.