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Invesco Dorsey Wright SmallCap Momentum ETF

55 hedge funds and large institutions have $386M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 5 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 5

49% more capital invested

Capital invested by funds: $258M → $386M (+$128M)

22% more funds holding

Funds holding: 4555 (+10)

2.42% less ownership

Funds ownership: 64.18%61.76% (-2.4%)

Holders
55
Holders Change
+10
Holders Change %
+22.22%
% of All Funds
1.6%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
11
Increased
35
Reduced
5
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$99.9M +$17.3M +457,184 +22%
Wells Fargo
2
Wells Fargo
California
$73.8M +$17.8M +471,059 +34%
Bank of America
3
Bank of America
North Carolina
$47.7M +$17.4M +458,027 +62%
LPL Financial
4
LPL Financial
California
$32M +$6.21M +163,917 +25%
U
5
UBS
Switzerland
$20.9M +$7.36M +194,137 +59%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$15.2M +$5.11M +134,848 +54%
RJA
7
Raymond James & Associates
Florida
$10.8M +$6.7M +176,928 +184%
HF
8
Hoxton Financial
West Virginia
$9.69M +$9.25M +244,098 New
DC
9
Davenport & Co
Virginia
$7.41M -$323K -8,525 -4%
WF
10
WealthTrust Fairport
Ohio
$6.36M +$163K +4,309 +3%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$4.71M +$1.02M +27,000 +29%
BTS
12
BB&T Securities
Virginia
$3.48M +$110K +2,900 +49%
WA
13
WFG Advisors
Texas
$3.47M -$1.65M -43,616 -33%
Jane Street
14
Jane Street
New York
$3.28M +$3.13M +82,597 New
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$3.03M -$487K -12,847 -14%
AIG
16
American International Group
New York
$2.78M +$579K +15,291 +28%
Goldman Sachs
17
Goldman Sachs
New York
$2.63M +$1.27M +33,518 +102%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$2.54M +$1.72M +45,463 +246%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$2.39M +$1.32M +34,707 +136%
LTFS
20
Ladenburg Thalmann Financial Services
Florida
$2.35M +$1.44M +37,917 +177%
SI
21
Stephens Inc
Arkansas
$2.11M +$37.4K +988 +2%
B
22
Baird
Wisconsin
$1.98M +$253K +6,679 +15%
BCI
23
Brinker Capital Investments
Pennsylvania
$1.75M
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$1.75M +$1.43M +37,728 +603%
Ameriprise
25
Ameriprise
Minnesota
$1.66M +$293K +7,720 +23%

DWAS Hedge Fund Activity: Q4 2013 in Review

55 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2013, worth a combined $386M — up 49% from $258M a quarter earlier.

Buyers outnumbered sellers: 11 funds opened new DWAS positions and 0 closed out — a net gain of 11 holders — while 35 added to existing stakes and 5 trimmed.

The largest buyer was Wells Fargo, adding an estimated $17.8M. The largest seller was WFG Advisors, cutting an estimated $1.65M.

  • 55 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2013, up from 45 in Q3 2013.
  • Funds reported $386M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2013, up 49% quarter-over-quarter.
  • 11 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2013 and 0 closed out, a net change of +11 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2013 was Wells Fargo, an estimated $17.8M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2013 was WFG Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q4 2013.