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Invesco Dorsey Wright SmallCap Momentum ETF

46 hedge funds and large institutions have $82.6M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2016 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 17 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

31% more repeat investments, than reductions

Existing positions increased: 17 | Existing positions reduced: 13

25% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 8

5% more funds holding

Funds holding: 4446 (+2)

1% more capital invested

Capital invested by funds: $82M → $82.6M (+$518K)

0.17% more ownership

Funds ownership: 47.36%47.53% (+0.17%)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
46
Holders Change
+2
Holders Change %
+4.55%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
10
Increased
17
Reduced
13
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17M -$1.72M -44,559 -10%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$14.3M +$564K +14,602 +4%
Wells Fargo
3
Wells Fargo
California
$13.4M +$4.16M +107,793 +48%
RJA
4
Raymond James & Associates
Florida
$6.78M +$1.75M +45,357 +37%
UBS Group
5
UBS Group
Switzerland
$6.18M +$543K +14,068 +10%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$2.23M +$1.39M +35,944 +186%
Stifel Financial
7
Stifel Financial
Missouri
$2.15M +$259K +6,705 +14%
AG
8
Advisor Group
Arizona
$2.04M +$1.72M +44,501 +738%
Invesco
9
Invesco
Georgia
$1.97M -$980K -25,369 -34%
Bank of America
10
Bank of America
North Carolina
$1.52M -$440K -11,405 -23%
Goldman Sachs
11
Goldman Sachs
New York
$1.52M +$115K +2,986 +9%
Citadel Advisors
12
Citadel Advisors
Florida
$1.47M +$1.4M +36,197 New
Susquehanna International Group
13
Susquehanna International Group
Pennsylvania
$1.29M +$1.23M +31,932 New
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$1.1M +$366K +9,472 +54%
UCFA
15
United Capital Financial Advisors
Texas
$960K -$279K -7,227 -23%
LPL Financial
16
LPL Financial
California
$929K +$79.6K +2,061 +10%
PFS
17
Prospera Financial Services
Texas
$921K +$881K +22,808 New
DADC
18
D.A. Davidson & Co
Montana
$819K -$88.4K -2,288 -10%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$710K +$49K +1,268 +8%
AIM
20
Advantage Investment Management
Iowa
$643K +$17.8K +461 +3%
SC
21
Scotia Capital
Ontario, Canada
$478K +$456K +11,819 New
GLA
22
Great Lakes Advisors
Illinois
$429K -$41.9K -1,085 -9%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$429K +$6.26K +162 +2%
HighTower Advisors
24
HighTower Advisors
Illinois
$419K +$4.48K +116 +1%
BTS
25
BB&T Securities
Virginia
$406K

DWAS Hedge Fund Activity: Q4 2016 in Review

46 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2016, worth a combined $82.6M — up 0.63% from $82M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DWAS positions and 8 closed out — a net gain of 2 holders — while 17 added to existing stakes and 13 trimmed.

The largest buyer was Wells Fargo, adding an estimated $4.16M. The largest seller was SPC Financial Inc, exiting entirely with an estimated $8.04M sold.

  • 46 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2016, up from 44 in Q3 2016.
  • Funds reported $82.6M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2016, up 0.63% quarter-over-quarter.
  • 10 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2016 and 8 closed out, a net change of +2 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2016 was Wells Fargo, an estimated $4.16M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2016 was SPC Financial Inc, an estimated $8.04M sold.

Based on aggregated 13F filings for Q4 2016.