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Invesco Dorsey Wright SmallCap Momentum ETF

56 hedge funds and large institutions have $242M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2015 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 29 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 16

0.06% more ownership

Funds ownership: 57.05%57.1% (+0.06%)

0% more funds holding

Funds holding: 5656 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

0% less capital invested

Capital invested by funds: $242M → $242M (-$560K)

Holders
56
Holders Change
Holders Change %
0%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
6
Increased
29
Reduced
16
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$47.2M -$8.43M -218,680 -15%
Wells Fargo
2
Wells Fargo
California
$40.4M -$1.28M -33,153 -3%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$26.1M +$1.95M +50,667 +8%
UBS Group
4
UBS Group
Switzerland
$20M +$723K +18,754 +4%
LPL Financial
5
LPL Financial
California
$19.7M +$10.9M +283,750 +109%
RJA
6
Raymond James & Associates
Florida
$15.2M +$1.48M +38,430 +11%
HF
7
Hoxton Financial
West Virginia
$12.9M +$43.8K +1,135 +0.3%
Bank of America
8
Bank of America
North Carolina
$9.78M -$1.27M -32,993 -11%
Goldman Sachs
9
Goldman Sachs
New York
$6.47M
WF
10
WealthTrust Fairport
Ohio
$4.79M +$159K +4,119 +3%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$4.18M +$738K +19,137 +21%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$4.16M +$1.16M +30,134 +37%
SI
13
Stephens Inc
Arkansas
$3.11M -$122K -3,167 -4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$3.04M -$774K -20,069 -20%
Stifel Financial
15
Stifel Financial
Missouri
$2.34M -$896K -23,249 -27%
SFI
16
SPC Financial Inc
Maryland
$2.04M +$751K +19,485 +56%
Ameriprise
17
Ameriprise
Minnesota
$1.79M +$204K +5,283 +12%
AIG
18
American International Group
New York
$1.29M +$68.1K +1,767 +5%
Citadel Advisors
19
Citadel Advisors
Florida
$1.25M -$629K -16,309 -33%
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$1.09M -$2.22M -57,462 -67%
PTC
21
Private Trust Company
Ohio
$965K +$29.3K +759 +3%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$962K +$549K +14,228 +125%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$867K -$1.56M -40,428 -64%
GLA
24
Great Lakes Advisors
Illinois
$839K -$45K -1,167 -5%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$789K +$138K +3,579 +21%

DWAS Hedge Fund Activity: Q4 2015 in Review

56 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2015, worth a combined $242M — down 0.23% from $242M a quarter earlier.

Fund positioning in DWAS was balanced in Q4 2015: 6 funds opened new positions, 6 closed out, 29 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $10.9M. The largest seller was Morgan Stanley, cutting an estimated $8.43M.

  • 56 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2015, unchanged from Q3 2015.
  • Funds reported $242M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2015, down 0.23% quarter-over-quarter.
  • 6 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2015 and 6 closed out, a net change of 0 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2015 was LPL Financial, an estimated $10.9M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2015 was Morgan Stanley, an estimated $8.43M sold.

Based on aggregated 13F filings for Q4 2015.