National Planning Corporation’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

National Planning Corporation’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-34,114	Closed	-$1.34M	–	738
2015 Q3	$1.34M	Sell	34,114 -12,153	-26%	-$495K	0.12%	175
2015 Q2	$1.95M	Buy	46,267 +2,802	+6%	+$116K	0.17%	127
2015 Q1	$1.71M	Buy	43,465 +3,519	+9%	+$140K	0.15%	137
2014 Q4	$1.52M	Buy	39,946 +10,321	+35%	+$383K	0.11%	178
2014 Q3	$1.06M	Sell	29,625 -700	-2%	-$26.3K	0.08%	237
2014 Q2	$1.19M	Buy	30,325 +1,350	+5%	+$50K	0.09%	213
2014 Q1	$1.16M	Sell	28,975 -540	-2%	-$21.3K	0.1%	209
2013 Q4	$1.18M	Buy	29,515 +20,640	+233%	+$782K	0.11%	204
2013 Q3	$335K	Buy	+8,875	New	+$315K	0.03%	459

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

National Planning Corporation's DWAS Position: Q4 2015 in Review

National Planning Corporation sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q4 2015, closing a stake of 34,114 shares — an estimated $1.34M sold.

National Planning Corporation first reported a position in DWAS in Q3 2013 and held it in 9 quarters. The position peaked at $1.95M in Q2 2015. 56 funds tracked by Wall St. Rank hold DWAS as of Q4 2015.

National Planning Corporation reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q4 2015 after selling out during the quarter.
National Planning Corporation sold 34,114 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q4 2015, an estimated $1.34M.
National Planning Corporation first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q3 2013 and held it in 9 quarters.
National Planning Corporation's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $1.95M in Q2 2015.
56 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q4 2015.

Based on National Planning Corporation's 13F filing for Q4 2015, filed 16 Feb 2016.