Hoxton Financial’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Hoxton Financial’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	$1.21M	Sell	35,136 -308,472	-90%	-$10.2M	0.63%	19
2015 Q4	$12.9M	Buy	343,608 +1,135	+0.3%	+$43.8K	6.29%	2
2015 Q3	$12.8M	Buy	342,473 +2,382	+0.7%	+$97.1K	6.06%	2
2015 Q2	$14.1M	Buy	340,091 +5,258	+2%	+$217K	5.85%	3
2015 Q1	$13.9M	Buy	334,833 +7,299	+2%	+$290K	5.91%	3
2014 Q4	$12.8M	Sell	327,534 -2,919	-0.9%	-$108K	5.33%	4
2014 Q3	$11.9M	Buy	330,453 +17,006	+5%	+$638K	5.19%	5
2014 Q2	$12.3M	Buy	313,447 +26,009	+9%	+$963K	5.25%	4
2014 Q1	$11.3M	Buy	287,438 +43,340	+18%	+$1.71M	4.77%	5
2013 Q4	$9.69M	Buy	+244,098	New	+$9.25M	4.18%	10
2013 Q3	–	Sell	-13,541	Closed	-$441K	–	472
2013 Q2	$441K	Buy	+13,541	New	+$432K	0.25%	24

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

WealthTrust Fairport Cleveland, Ohio $1.06B AUM 3.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Hoxton Financial's DWAS Position: Q1 2016 in Review

Hoxton Financial reduced its Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) stake by 90% in Q1 2016, selling an estimated $10.2M and leaving 35,136 shares worth $1.21M. The position accounts for 0.63% of the portfolio, ranked #19.

Hoxton Financial first reported a position in DWAS in Q2 2013 and has held it in 11 quarters since. The position peaked at $14.1M in Q2 2015. 42 funds tracked by Wall St. Rank hold DWAS as of Q1 2016.

Hoxton Financial held 35,136 shares of Invesco Dorsey Wright SmallCap Momentum ETF worth $1.21M as of Q1 2016.
Hoxton Financial sold 308,472 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q1 2016, an estimated $10.2M.
Invesco Dorsey Wright SmallCap Momentum ETF made up 0.63% of Hoxton Financial's portfolio in Q1 2016, its #19 holding.
Hoxton Financial first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q2 2013 and has held it in 11 quarters since.
Hoxton Financial's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $14.1M in Q2 2015.
42 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q1 2016.

Based on Hoxton Financial's 13F filing for Q1 2016, filed 29 Apr 2016.