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Invesco Dorsey Wright SmallCap Momentum ETF
DWAS

Overview Fund Activity

45 hedge funds and large institutions have $258M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

Holders
45
Holders Change
+18
Holders Change %
+66.67%
% of All Funds
1.46%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
19
Reduced
3
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$76.1M
2
Wells Fargo
2
Wells Fargo
California
$51.3M
3
Bank of America
3
Bank of America
North Carolina
$27.4M
4
LPL Financial
4
LPL Financial
California
$23.7M
5
U
5
UBS
Switzerland
$12.2M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
Susquehanna International Group
2
Susquehanna International Group
Pennsylvania
$682K
3
HF
3
Hoxton Financial
West Virginia
$0
4
Nomura Holdings
4
Nomura Holdings
Japan
$0
5
ICAS
5
Investors Capital Advisory Services
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$76.1M 2,060,458 +1,180,536 +134%
Wells Fargo
2
Wells Fargo
California
$51.3M 1,388,705 +1,041,582 +300%
Bank of America
3
Bank of America
North Carolina
$27.4M 742,564 +613,517 +475%
LPL Financial
4
LPL Financial
California
$23.7M 643,195 +512,511 +392%
U
5
UBS
Switzerland
$12.2M 331,368 +226,804 +217%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.2M 249,044 +221,798 +814%
DC
7
Davenport & Co
Virginia
$7.21M 195,290 +195,290 New
WF
8
WealthTrust Fairport
Ohio
$5.76M 155,954 +155,954 New
WA
9
WFG Advisors
Texas
$4.84M 131,035 -548 -0.4%
RJA
10
Raymond James & Associates
Florida
$3.56M 96,358 +83,181 +631%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$3.39M 91,695 +91,695 New
SNC
12
Stifel Nicolaus & Co
Missouri
$3.32M 89,775 +13,449 +18%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.29M 89,108 +89,108 New
BTS
14
BB&T Securities
Virginia
$2.17M 5,872 +5,872 New
AIG
15
American International Group
New York
$2.02M 54,675 +2,644 +5%
SI
16
Stephens Inc
Arkansas
$1.92M 52,067 +43,082 +479%
BCI
17
Brinker Capital Investments
Pennsylvania
$1.63M 44,000 – –
B
18
Baird
Wisconsin
$1.59M 43,112 +4,189 +11%
CWM
19
Concert Wealth Management
California
$1.41M 38,127 +38,127 New
KFS
20
KMS Financial Services
Washington
$1.3M 35,101 +35,101 New
3AM
21
3D Asset Management
Connecticut
$1.29M 35,000 +35,000 New
Ameriprise
22
Ameriprise
Minnesota
$1.26M 34,004 +17,330 +104%
Goldman Sachs
23
Goldman Sachs
New York
$1.21M 32,719 +32,719 New
Deutsche Bank
24
Deutsche Bank
Germany
$1.02M 27,760 +14,794 +114%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$944K 25,560 +17,905 +234%
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