We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF

45 hedge funds and large institutions have $258M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2013 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 19 increasing their positions, 3 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

533% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 3

450% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 4

234% more capital invested

Capital invested by funds: $77.1M → $258M (+$181M)

67% more funds holding

Funds holding: 2745 (+18)

0.21% more ownership

Funds ownership: 63.97%64.18% (+0.21%)

Holders
45
Holders Change
+18
Holders Change %
+66.67%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
19
Reduced
3
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$76.1M +$41.8M +1,180,536 +134%
Wells Fargo
2
Wells Fargo
California
$51.3M +$36.9M +1,041,582 +300%
Bank of America
3
Bank of America
North Carolina
$27.4M +$21.7M +613,517 +475%
LPL Financial
4
LPL Financial
California
$23.7M +$18.2M +512,511 +392%
U
5
UBS
Switzerland
$12.2M +$8.04M +226,804 +217%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$9.2M +$7.86M +221,798 +814%
DC
7
Davenport & Co
Virginia
$7.21M +$6.92M +195,290 New
WF
8
WealthTrust Fairport
Ohio
$5.76M +$5.53M +155,954 New
WA
9
WFG Advisors
Texas
$4.84M -$19.4K -548 -0.4%
RJA
10
Raymond James & Associates
Florida
$3.56M +$2.95M +83,181 +631%
Carson Wealth (CWM LLC)
11
Carson Wealth (CWM LLC)
Nebraska
$3.39M +$3.25M +91,695 New
SNC
12
Stifel Nicolaus & Co
Missouri
$3.32M +$477K +13,449 +18%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$3.29M +$3.16M +89,108 New
BTS
14
BB&T Securities
Virginia
$2.17M +$208K +5,872 New
AIG
15
American International Group
New York
$2.02M +$93.7K +2,644 +5%
SI
16
Stephens Inc
Arkansas
$1.92M +$1.53M +43,082 +479%
BCI
17
Brinker Capital Investments
Pennsylvania
$1.63M
B
18
Baird
Wisconsin
$1.59M +$148K +4,189 +11%
CWM
19
Concert Wealth Management
California
$1.41M +$1.35M +38,127 New
KFS
20
KMS Financial Services
Washington
$1.3M +$1.24M +35,101 New
3AM
21
3D Asset Management
Connecticut
$1.29M +$1.24M +35,000 New
Ameriprise
22
Ameriprise
Minnesota
$1.26M +$614K +17,330 +104%
Goldman Sachs
23
Goldman Sachs
New York
$1.21M +$1.16M +32,719 New
Deutsche Bank
24
Deutsche Bank
Germany
$1.02M +$524K +14,794 +114%
Commonwealth Equity Services
25
Commonwealth Equity Services
Massachusetts
$944K +$635K +17,905 +234%

DWAS Hedge Fund Activity: Q3 2013 in Review

45 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2013, worth a combined $258M — up 234% from $77.1M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new DWAS positions and 4 closed out — a net gain of 18 holders — while 19 added to existing stakes and 3 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $41.8M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $6.46M sold.

  • 45 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2013, up from 27 in Q2 2013.
  • Funds reported $258M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2013, up 234% quarter-over-quarter.
  • 22 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2013 and 4 closed out, a net change of +18 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2013 was Morgan Stanley, an estimated $41.8M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2013 was Raymond James Financial Services Advisors, an estimated $6.46M sold.

Based on aggregated 13F filings for Q3 2013.