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Invesco Dorsey Wright SmallCap Momentum ETF

49 hedge funds and large institutions have $132M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 15 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 4

14% more funds holding

Funds holding: 4349 (+6)

7% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 15

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

42% less capital invested

Capital invested by funds: $228M → $132M (-$96.3M)

68.5% less ownership

Funds ownership: 125.47%56.97% (-69%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $202K

Holders
49
Holders Change
+6
Holders Change %
+13.95%
% of All Funds
0.99%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
10
Increased
16
Reduced
15
Closed
4
Calls
Puts
$202K
Net Calls
-$202K
Net Calls Change
-$256K
Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
1
Bank of America
North Carolina
$29.4M +$20.7M +357,293 +260%
Wells Fargo
2
Wells Fargo
California
$17M +$3.8M +65,653 +30%
Morgan Stanley
3
Morgan Stanley
New York
$14.3M +$1.76M +30,430 +14%
RJA
4
Raymond James & Associates
Florida
$12.7M +$390K +6,753 +3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.9M +$1.27M +22,014 +12%
SG
6
Strid Group
Pennsylvania
$7.36M -$73.3K -1,267 -1%
LPL Financial
7
LPL Financial
California
$5.99M +$2.41M +41,684 +70%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$5.49M +$983K +17,004 +23%
UBS Group
9
UBS Group
Switzerland
$4.08M +$288K +4,982 +8%
PAG
10
Private Advisory Group
Washington
$3.17M +$1.07M +18,455 +53%
Stifel Financial
11
Stifel Financial
Missouri
$2.23M +$1.22M +21,130 +128%
FA
12
Fortis Advisors
Pennsylvania
$2.17M -$30.4K -526 -1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$2.12M -$1.34M -23,162 -39%
Citadel Advisors
14
Citadel Advisors
Florida
$1.76M +$665K +11,497 +63%
Invesco
15
Invesco
Georgia
$1.2M +$1.17M +20,190 New
PAG
16
Private Advisor Group
New Jersey
$1.14M +$35.7K +617 +3%
EWA
17
EP Wealth Advisors
California
$1.09M -$520 -9 -0%
IFG
18
Independent Financial Group
California
$1.04M +$1.01M +17,508 New
SCA
19
Snowden Capital Advisors
New York
$1.04M -$2.08K -36 -0.2%
BIA
20
Biondo Investment Advisors
Pennsylvania
$913K +$50.2K +869 +6%
KAS
21
Kestra Advisory Services
Texas
$831K +$838K +14,491 New
Mercer Global Advisors
22
Mercer Global Advisors
Colorado
$714K -$50K -864 -7%
Osaic Holdings
23
Osaic Holdings
Arizona
$580K +$2.31K +40 +0.4%
CAN
24
Cetera Advisor Networks
California
$461K +$19.1K +330 +4%
OC
25
Oppenheimer & Co
New York
$403K -$256K -4,435 -40%

DWAS Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2020, worth a combined $132M — down 42% from $228M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DWAS positions and 4 closed out — a net gain of 6 holders — while 16 added to existing stakes and 15 trimmed.

The largest buyer was Bank of America, adding an estimated $20.7M. The largest seller was Citigroup, cutting an estimated $150M.

  • 49 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $132M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2020, down 42% quarter-over-quarter.
  • 10 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2020 and 4 closed out, a net change of +6 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2020 was Bank of America, an estimated $20.7M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2020 was Citigroup, an estimated $150M sold.

Based on aggregated 13F filings for Q3 2020.