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Invesco Dorsey Wright SmallCap Momentum ETF

61 hedge funds and large institutions have $142M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2019 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 14 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

76% more call options, than puts

Call options by funds: $506K | Put options by funds: $288K

1.84% more ownership

Funds ownership: 55.42%57.26% (+1.8%)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

4% less capital invested

Capital invested by funds: $147M → $142M (-$5.31M)

9% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 11

2% less funds holding

Funds holding: 6261 (-1)

44% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 25

Holders
61
Holders Change
-1
Holders Change %
-1.61%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
10
Increased
14
Reduced
25
Closed
11
Calls
$506K
Puts
$288K
Net Calls
+$218K
Net Calls Change
-$261K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$22.6M -$3.97M -81,435 -15%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$19.5M -$6.49M -132,965 -26%
SFI
3
SPC Financial Inc
Maryland
$14.5M -$1.06M -21,675 -7%
RJA
4
Raymond James & Associates
Florida
$14M +$587K +12,032 +5%
Wells Fargo
5
Wells Fargo
California
$11M -$2.98M -61,110 -22%
SG
6
Strid Group
Pennsylvania
$8.53M -$349K -7,154 -4%
Invesco
7
Invesco
Georgia
$7.23M -$6.13M -125,716 -47%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$6.28M -$274K -5,605 -4%
UBS Group
9
UBS Group
Switzerland
$5.35M -$174K -3,564 -3%
Baird Financial Group
10
Baird Financial Group
Wisconsin
$4.56M +$207K +4,232 +5%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$2.32M +$339K +6,943 +18%
FA
12
Fortis Advisors
Pennsylvania
$2.21M +$66.4K +1,361 +3%
GSC
13
G&S Capital
Colorado
$1.75M +$32.3K +662 +2%
SPIA
14
Steward Partners Investment Advisory
New York
$1.75M
PFS
15
Prospera Financial Services
Texas
$1.7M -$58.6K -1,200 -3%
TRCT
16
Tower Research Capital (TRC)
New York
$1.55M -$1.37M -28,083 -48%
Bank of America
17
Bank of America
North Carolina
$1.54M -$642K -13,164 -30%
Stifel Financial
18
Stifel Financial
Missouri
$1.19M +$150K +3,068 +15%
Susquehanna International Group
19
Susquehanna International Group
Pennsylvania
$1.18M -$1.83M -37,584 -62%
EWA
20
EP Wealth Advisors
California
$1.09M -$88.8K -1,819 -8%
LPL Financial
21
LPL Financial
California
$1.06M -$407K -8,338 -28%
SCA
22
Snowden Capital Advisors
New York
$942K -$26.8K -550 -3%
AIM
23
Advantage Investment Management
Iowa
$920K +$72.7K +1,490 +9%
RJFSA
24
Raymond James Financial Services Advisors
Florida
$875K +$128K +2,613 +18%
Mercer Global Advisors
25
Mercer Global Advisors
Colorado
$852K +$823K +16,875 New

DWAS Hedge Fund Activity: Q1 2019 in Review

61 of the 4,620 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q1 2019, worth a combined $142M — down 3.6% from $147M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of DWAS and 10 opened new positions — a net loss of 1 holder — while 25 trimmed existing stakes and 14 added.

The largest buyer was Raymond James & Associates, adding an estimated $587K. The largest seller was Royal Bank of Canada, cutting an estimated $6.49M.

  • 61 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q1 2019, down from 62 in Q4 2018.
  • Funds reported $142M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q1 2019, down 3.6% quarter-over-quarter.
  • 10 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q1 2019 and 11 closed out, a net change of -1 holder.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q1 2019 was Raymond James & Associates, an estimated $587K added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q1 2019 was Royal Bank of Canada, an estimated $6.49M sold.

Based on aggregated 13F filings for Q1 2019.