We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF

42 hedge funds and large institutions have $84M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2016 Q1 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 25 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

10.79% less ownership

Funds ownership: 57.1%46.32% (-11%)

25% less funds holding

Funds holding: 5642 (-14)

64% less repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 25

65% less capital invested

Capital invested by funds: $242M → $84M (-$158M)

78% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 18

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
42
Holders Change
-14
Holders Change %
-25%
% of All Funds
1.12%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
4
Increased
9
Reduced
25
Closed
18
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$16.6M -$25.6M -774,776 -62%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$16M -$7.67M -232,468 -33%
Wells Fargo
3
Wells Fargo
California
$9.62M -$26.3M -796,496 -74%
Goldman Sachs
4
Goldman Sachs
New York
$5.95M
UBS Group
5
UBS Group
Switzerland
$5.6M -$12.2M -369,934 -70%
WF
6
WealthTrust Fairport
Ohio
$4.49M +$77.8K +2,357 +2%
RJA
7
Raymond James & Associates
Florida
$3.9M -$9.62M -291,556 -72%
Bank of America
8
Bank of America
North Carolina
$3.11M -$5.61M -169,998 -65%
LPL Financial
9
LPL Financial
California
$2.74M -$15.3M -464,202 -85%
Stifel Financial
10
Stifel Financial
Missouri
$2.19M +$32.3K +979 +2%
Susquehanna International Group
11
Susquehanna International Group
Pennsylvania
$1.56M +$535K +16,205 +56%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.37M -$1.36M -41,192 -51%
Jane Street
13
Jane Street
New York
$1.28M +$817K +24,737 +199%
HF
14
Hoxton Financial
West Virginia
$1.21M -$10.2M -308,472 -90%
Millennium Management
15
Millennium Management
New York
$901K +$861K +26,071 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$688K -$104K -3,139 -14%
DADC
17
D.A. Davidson & Co
Montana
$676K +$38K +1,150 +6%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$632K -$3.05M -92,353 -83%
PTC
19
Private Trust Company
Ohio
$559K -$313K -9,485 -37%
GLA
20
Great Lakes Advisors
Illinois
$549K -$213K -6,445 -29%
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$522K -$192K -5,809 -28%
BTS
22
BB&T Securities
Virginia
$513K -$110K -3,335 -18%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$472K -$393K -11,914 -47%
AIM
24
Advantage Investment Management
Iowa
$424K +$88.5K +2,682 +28%
MFS
25
MSI Financial Services
Massachusetts
$356K -$271K -8,205 -44%

DWAS Hedge Fund Activity: Q1 2016 in Review

42 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q1 2016, worth a combined $84M — down 65% from $242M a quarter earlier.

Sellers outnumbered buyers: 18 funds closed out of DWAS and 4 opened new positions — a net loss of 14 holders — while 25 trimmed existing stakes and 9 added.

The largest buyer was Millennium Management, opening a new position worth an estimated $861K. The largest seller was Wells Fargo, cutting an estimated $26.3M.

  • 42 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q1 2016, down from 56 in Q4 2015.
  • Funds reported $84M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q1 2016, down 65% quarter-over-quarter.
  • 4 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q1 2016 and 18 closed out, a net change of -14 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q1 2016 was Millennium Management, an estimated $861K added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q1 2016 was Wells Fargo, an estimated $26.3M sold.

Based on aggregated 13F filings for Q1 2016.