We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF

49 hedge funds and large institutions have $227M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2015 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 22 increasing their positions, 12 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

83% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 12

36% more capital invested

Capital invested by funds: $167M → $227M (+$60.6M)

33% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 9

4% more funds holding

Funds holding: 4749 (+2)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

2.73% less ownership

Funds ownership: 57.99%55.25% (-2.7%)

Holders
49
Holders Change
+2
Holders Change %
+4.26%
% of All Funds
1.31%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
12
Increased
22
Reduced
12
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$53.5M +$15.6M +393,053 +44%
Wells Fargo
2
Wells Fargo
California
$36.9M +$14.4M +362,063 +69%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$27.7M +$3.94M +99,395 +18%
UBS Group
4
UBS Group
Switzerland
$20.9M +$4.65M +117,112 +30%
HF
5
Hoxton Financial
West Virginia
$13.9M +$290K +7,299 +2%
RJA
6
Raymond James & Associates
Florida
$9.8M +$2.61M +65,708 +39%
Bank of America
7
Bank of America
North Carolina
$9.52M +$1.79M +45,165 +25%
LPL Financial
8
LPL Financial
California
$8.42M +$1.92M +48,491 +31%
Goldman Sachs
9
Goldman Sachs
New York
$6.36M -$70.8K -1,785 -1%
BTS
10
BB&T Securities
Virginia
$6.03M +$31.7K +800 +6%
WF
11
WealthTrust Fairport
Ohio
$5.6M -$125K -3,142 -2%
B
12
Baird
Wisconsin
$3.74M +$1.84M +46,440 +107%
Jane Street
13
Jane Street
New York
$2.47M +$13.7K +346 +0.6%
SI
14
Stephens Inc
Arkansas
$2.26M +$1.68M +42,369 +356%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$1.88M +$167K +4,214 +10%
NPC
16
National Planning Corporation
California
$1.71M +$140K +3,519 +9%
Stifel Financial
17
Stifel Financial
Missouri
$1.58M -$772K -19,458 -34%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$1.58M +$1.51M +38,081 New
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$1.43M +$787K +19,825 +136%
Ameriprise
20
Ameriprise
Minnesota
$1.28M +$524K +13,198 +74%
PTC
21
Private Trust Company
Ohio
$1.16M +$163K +4,117 +17%
GLA
22
Great Lakes Advisors
Illinois
$991K -$24.2K -610 -2%
SAG
23
Sterne Agee Group
Alabama
$868K -$39.5K -996 -5%
HFS
24
HL Financial Services
Kentucky
$806K +$184K +4,647 +32%
AI
25
Atria Investments
North Carolina
$782K +$746K +18,809 New

DWAS Hedge Fund Activity: Q1 2015 in Review

49 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q1 2015, worth a combined $227M — up 36% from $167M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new DWAS positions and 9 closed out — a net gain of 3 holders — while 22 added to existing stakes and 12 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.6M. The largest seller was Citadel Advisors, exiting entirely with an estimated $3.57M sold.

  • 49 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q1 2015, up from 47 in Q4 2014.
  • Funds reported $227M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q1 2015, up 36% quarter-over-quarter.
  • 12 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q1 2015 and 9 closed out, a net change of +3 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q1 2015 was Morgan Stanley, an estimated $15.6M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q1 2015 was Citadel Advisors, an estimated $3.57M sold.

Based on aggregated 13F filings for Q1 2015.