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Invesco Dorsey Wright SmallCap Momentum ETF

51 hedge funds and large institutions have $285M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q2 according to their latest regulatory filings, with 2 funds opening new positions, 15 increasing their positions, 30 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.92% less ownership

Funds ownership: 56.55%55.63% (-0.92%)

16% less funds holding

Funds holding: 6151 (-10)

26% less capital invested

Capital invested by funds: $385M → $285M (-$100M)

50% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 30

83% less first-time investments, than exits

New positions opened: 2 | Existing positions closed: 12

99% less call options, than puts

Call options by funds: $4K | Put options by funds: $525K

Holders
51
Holders Change
-10
Holders Change %
-16.39%
% of All Funds
1.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
2
Increased
15
Reduced
30
Closed
12
Calls
$4K
Puts
$525K
Net Calls
-$521K
Net Calls Change
-$521K
Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$57.8M -$10.3M -277,081 -16%
Morgan Stanley
2
Morgan Stanley
New York
$54.7M -$41.7M -1,125,707 -45%
Bank of America
3
Bank of America
North Carolina
$23.5M -$7.27M -196,522 -25%
U
4
UBS
Switzerland
$19.9M -$8.71M -235,310 -32%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$17.9M -$601K -16,240 -3%
BTS
6
BB&T Securities
Virginia
$15M -$61.4K -1,659 -4%
LPL Financial
7
LPL Financial
California
$12.6M -$16M -431,791 -57%
HF
8
Hoxton Financial
West Virginia
$12.3M +$963K +26,009 +9%
RJA
9
Raymond James & Associates
Florida
$8.93M -$2.11M -57,073 -20%
Carson Wealth (CWM LLC)
10
Carson Wealth (CWM LLC)
Nebraska
$7.52M +$1.28M +34,703 +22%
SG Americas Securities
11
SG Americas Securities
New York
$6.89M +$6.51M +175,903 New
WF
12
WealthTrust Fairport
Ohio
$5.64M -$341K -9,210 -6%
KFS
13
KMS Financial Services
Washington
$3.55M +$837K +22,611 +33%
B
14
Baird
Wisconsin
$3.39M +$1.05M +28,476 +49%
Goldman Sachs
15
Goldman Sachs
New York
$3.05M +$23.7K +640 +0.8%
MFS
16
MSI Financial Services
Massachusetts
$2.94M +$265K +7,171 +11%
VFS
17
VSR Financial Services
Kansas
$2.11M -$1.63M -44,040 -45%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.91M -$108K -2,923 -6%
OC
19
Oppenheimer & Co
New York
$1.88M +$1.55M +41,938 +683%
HighTower Advisors
20
HighTower Advisors
Illinois
$1.85M +$234K +6,327 +15%
Janney Montgomery Scott
21
Janney Montgomery Scott
Pennsylvania
$1.67M -$1.78M -48,092 -53%
AIG
22
American International Group
New York
$1.63M -$1.08M -29,245 -41%
3AM
23
3D Asset Management
Connecticut
$1.37M
BCM
24
Barometer Capital Management
Ontario, Canada
$1.37M +$3.7K +100 +0.3%
PFS
25
Prospera Financial Services
Texas
$1.29M +$462K +12,496 +61%

DWAS Hedge Fund Activity: Q2 2014 in Review

51 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q2 2014, worth a combined $285M — down 26% from $385M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of DWAS and 2 opened new positions — a net loss of 10 holders — while 30 trimmed existing stakes and 15 added.

The largest buyer was SG Americas Securities, opening a new position worth an estimated $6.51M. The largest seller was Morgan Stanley, cutting an estimated $41.7M.

  • 51 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q2 2014, down from 61 in Q1 2014.
  • Funds reported $285M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q2 2014, down 26% quarter-over-quarter.
  • 2 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q2 2014 and 12 closed out, a net change of -10 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q2 2014 was SG Americas Securities, an estimated $6.51M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q2 2014 was Morgan Stanley, an estimated $41.7M sold.

Based on aggregated 13F filings for Q2 2014.