Baird’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Baird’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	$3.74M	Buy	89,797 +46,440	+107%	+$1.84M	0.04%	403
2014 Q4	$1.69M	Sell	43,357 -37,245	-46%	-$1.38M	0.02%	580
2014 Q3	$2.89M	Sell	80,602 -5,979	-7%	-$224K	0.04%	370
2014 Q2	$3.39M	Buy	86,581 +28,476	+49%	+$1.05M	0.05%	350
2014 Q1	$2.28M	Buy	58,105 +8,314	+17%	+$328K	0.03%	439
2013 Q4	$1.98M	Buy	49,791 +6,679	+15%	+$253K	0.03%	466
2013 Q3	$1.59M	Buy	43,112 +4,189	+11%	+$148K	0.03%	485
2013 Q2	$1.27M	Buy	+38,923	New	+$1.24M	0.03%	509

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Hoxton Financial Shepherdstown, West Virginia $194M AUM 6.21% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Baird's DWAS Position: Q1 2015 in Review

Baird increased its Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) stake by 107% in Q1 2015, buying an estimated $1.84M and bringing the position to 89,797 shares worth $3.74M. The position accounts for 0.04% of the portfolio, ranked #403.

Baird first reported a position in DWAS in Q2 2013 and has held it in 8 quarters since. 49 funds tracked by Wall St. Rank hold DWAS as of Q1 2015.

Baird held 89,797 shares of Invesco Dorsey Wright SmallCap Momentum ETF worth $3.74M as of Q1 2015.
Baird bought 46,440 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q1 2015, an estimated $1.84M.
Invesco Dorsey Wright SmallCap Momentum ETF made up 0.04% of Baird's portfolio in Q1 2015, its #403 holding.
Baird first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q2 2013 and has held it in 8 quarters since.
49 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q1 2015.

Based on Baird's 13F filing for Q1 2015, filed 13 May 2015.