We are live on ! Find out more
DWAS icon

Invesco Dorsey Wright SmallCap Momentum ETF

47 hedge funds and large institutions have $167M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 15 increasing their positions, 23 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

9.86% more ownership

Funds ownership: 48.12%57.99% (+9.9%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

4% less funds holding

Funds holding: 4947 (-2)

6% less capital invested

Capital invested by funds: $177M → $167M (-$10.2M)

35% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 23

Holders
47
Holders Change
-2
Holders Change %
-4.08%
% of All Funds
1.25%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
15
Reduced
23
Closed
5
Calls
$1K
Puts
Net Calls
+$1K
Net Calls Change
+$1K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$34.9M -$2.72M -73,311 -8%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$22.1M +$9.56M +257,227 +83%
Wells Fargo
3
Wells Fargo
California
$20.5M -$12.5M -335,914 -39%
UBS Group
4
UBS Group
Switzerland
$15.1M +$14.4M +386,283 New
HF
5
Hoxton Financial
West Virginia
$12.8M -$108K -2,919 -0.9%
Bank of America
6
Bank of America
North Carolina
$7.17M -$5.87M -157,932 -46%
RJA
7
Raymond James & Associates
Florida
$6.63M -$1.26M -33,996 -17%
Goldman Sachs
8
Goldman Sachs
New York
$6.04M +$3.3M +88,739 +135%
LPL Financial
9
LPL Financial
California
$6.03M -$3.71M -99,735 -39%
WF
10
WealthTrust Fairport
Ohio
$5.38M -$59.9K -1,612 -1%
BTS
11
BB&T Securities
Virginia
$5.35M +$273K +7,362 +116%
Citadel Advisors
12
Citadel Advisors
Florida
$3.57M +$3.14M +84,445 +1,243%
Jane Street
13
Jane Street
New York
$2.31M +$1.9M +51,089 +639%
Stifel Financial
14
Stifel Financial
Missouri
$2.25M +$1.15M +30,879 +116%
B
15
Baird
Wisconsin
$1.69M -$1.38M -37,245 -46%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$1.6M -$19.3K -519 -1%
NPC
17
National Planning Corporation
California
$1.52M +$383K +10,321 +35%
GLA
18
Great Lakes Advisors
Illinois
$954K -$45.7K -1,229 -5%
PTC
19
Private Trust Company
Ohio
$925K +$67.2K +1,809 +8%
JP Morgan Chase
20
JP Morgan Chase
New York
$876K +$87.9K +2,366 +12%
SAG
21
Sterne Agee Group
Alabama
$847K -$186 -5 -0%
Ameriprise
22
Ameriprise
Minnesota
$692K -$31.1K -837 -5%
DADC
23
D.A. Davidson & Co
Montana
$621K +$176K +4,735 +42%
HFS
24
HL Financial Services
Kentucky
$575K -$165K -4,436 -23%
Deutsche Bank
25
Deutsche Bank
Germany
$575K +$470K +12,654 +603%

DWAS Hedge Fund Activity: Q4 2014 in Review

47 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q4 2014, worth a combined $167M — down 5.8% from $177M a quarter earlier.

Fund positioning in DWAS was balanced in Q4 2014: 5 funds opened new positions, 5 closed out, 15 added to existing stakes and 23 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $9.56M. The largest seller was Wells Fargo, cutting an estimated $12.5M.

  • 47 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q4 2014, down from 49 in Q3 2014.
  • Funds reported $167M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q4 2014, down 5.8% quarter-over-quarter.
  • 5 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q4 2014 and 5 closed out, a net change of 0 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q4 2014 was Royal Bank of Canada, an estimated $9.56M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q4 2014 was Wells Fargo, an estimated $12.5M sold.

Based on aggregated 13F filings for Q4 2014.