SG Americas Securities’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-5,926	Closed	-$209K	–	2857
2016 Q2	$209K	Buy	+5,926	New	+$209K	﹤0.01%	1808
2014 Q4	–	Sell	-154,927	Closed	-$5.56M	–	2719
2014 Q3	$5.56M	Sell	154,927 -20,976	-12%	-$753K	0.03%	430
2014 Q2	$6.89M	Buy	+175,903	New	+$6.89M	0.04%	438