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Invesco Dorsey Wright SmallCap Momentum ETF

44 hedge funds and large institutions have $82M invested in Invesco Dorsey Wright SmallCap Momentum ETF in 2016 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 10 increasing their positions, 18 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

125% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 4

7% more funds holding

Funds holding: 4144 (+3)

4% more capital invested

Capital invested by funds: $79.2M → $82M (+$2.85M)

0.62% more ownership

Funds ownership: 46.74%47.36% (+0.62%)

44% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 18

Holders
44
Holders Change
+3
Holders Change %
+7.32%
% of All Funds
1.17%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
9
Increased
10
Reduced
18
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$17.9M +$2.9M +77,311 +20%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$13M -$1.05M -27,918 -8%
Wells Fargo
3
Wells Fargo
California
$8.63M +$78.6K +2,100 +0.9%
SFI
4
SPC Financial Inc
Maryland
$8.04M +$2.87M +76,542 +58%
UBS Group
5
UBS Group
Switzerland
$5.35M -$364K -9,722 -7%
WF
6
WealthTrust Fairport
Ohio
$4.91M -$4.49K -120 -0.1%
RJA
7
Raymond James & Associates
Florida
$4.72M +$302K +8,074 +7%
Invesco
8
Invesco
Georgia
$2.86M +$2.78M +74,240 New
Bank of America
9
Bank of America
North Carolina
$1.89M -$1.18M -31,568 -39%
Stifel Financial
10
Stifel Financial
Missouri
$1.79M -$135K -3,615 -7%
Goldman Sachs
11
Goldman Sachs
New York
$1.33M -$9.36M -250,000 -88%
UCFA
12
United Capital Financial Advisors
Texas
$1.19M -$82.5K -2,203 -7%
VKH
13
Virtu KCG Holdings
New York
$1.12M +$1.09M +29,194 New
DADC
14
D.A. Davidson & Co
Montana
$868K +$59.8K +1,596 +8%
LPL Financial
15
LPL Financial
California
$795K +$49K +1,308 +7%
RJFSA
16
Raymond James Financial Services Advisors
Florida
$742K -$63.5K -1,696 -8%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$680K -$20.4K -546 -3%
Janney Montgomery Scott
18
Janney Montgomery Scott
Pennsylvania
$628K +$611K +16,309 New
PTC
19
Private Trust Company
Ohio
$622K
AIM
20
Advantage Investment Management
Iowa
$595K +$56K +1,494 +11%
GLA
21
Great Lakes Advisors
Illinois
$450K
BTS
22
BB&T Securities
Virginia
$406K -$12.3K -329 -3%
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$403K -$63.1K -1,686 -14%
HighTower Advisors
24
HighTower Advisors
Illinois
$394K +$386K +10,303 New
JP Morgan Chase
25
JP Morgan Chase
New York
$348K -$5.32K -142 -2%

DWAS Hedge Fund Activity: Q3 2016 in Review

44 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) for Q3 2016, worth a combined $82M — up 3.6% from $79.2M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new DWAS positions and 4 closed out — a net gain of 5 holders — while 10 added to existing stakes and 18 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.9M. The largest seller was Goldman Sachs, cutting an estimated $9.36M.

  • 44 institutional investors held Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) as of Q3 2016, up from 41 in Q2 2016.
  • Funds reported $82M of Invesco Dorsey Wright SmallCap Momentum ETF stock for Q3 2016, up 3.6% quarter-over-quarter.
  • 9 funds opened new Invesco Dorsey Wright SmallCap Momentum ETF positions in Q3 2016 and 4 closed out, a net change of +5 holders.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF buyer in Q3 2016 was Morgan Stanley, an estimated $2.9M added.
  • The largest Invesco Dorsey Wright SmallCap Momentum ETF seller in Q3 2016 was Goldman Sachs, an estimated $9.36M sold.

Based on aggregated 13F filings for Q3 2016.