Concert Wealth Management’s Invesco Dorsey Wright SmallCap Momentum ETF DWAS Stock Holding History

Concert Wealth Management’s Portfolio DWAS Stock Details DWAS Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-7,148	Closed	-$278K	–	563
2016 Q3	$278K	Sell	7,148 -790	-10%	-$29.6K	0.03%	520
2016 Q2	$281K	Sell	7,938 -1,674	-17%	-$58.2K	0.04%	488
2016 Q1	$332K	Sell	9,612 -223	-2%	-$7.36K	0.04%	431
2015 Q4	$373K	Buy	9,835 +637	+7%	+$24.6K	0.05%	419
2015 Q3	$343K	Buy	9,198 +232	+3%	+$9.46K	0.05%	443
2015 Q2	$369K	Buy	+8,966	New	+$371K	0.05%	437
2014 Q2	–	Sell	-6,656	Closed	-$256K	–	573
2014 Q1	$256K	Sell	6,656 -12,106	-65%	-$477K	0.03%	448
2013 Q4	$749K	Sell	18,762 -19,365	-51%	-$734K	0.1%	189
2013 Q3	$1.41M	Buy	+38,127	New	+$1.35M	0.2%	74

Other funds holding DWAS

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Advisor Group Phoenix, Arizona $14.5B AUM 24.86% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Concert Wealth Management's DWAS Position: Q4 2016 in Review

Concert Wealth Management sold out of Invesco Dorsey Wright SmallCap Momentum ETF (DWAS) in Q4 2016, closing a stake of 7,148 shares — an estimated $278K sold.

Concert Wealth Management first reported a position in DWAS in Q3 2013 and held it in 9 quarters. The position peaked at $1.41M in Q3 2013. 46 funds tracked by Wall St. Rank hold DWAS as of Q4 2016.

Concert Wealth Management reported no remaining Invesco Dorsey Wright SmallCap Momentum ETF position as of Q4 2016 after selling out during the quarter.
Concert Wealth Management sold 7,148 Invesco Dorsey Wright SmallCap Momentum ETF shares in Q4 2016, an estimated $278K.
Concert Wealth Management first reported a position in Invesco Dorsey Wright SmallCap Momentum ETF in Q3 2013 and held it in 9 quarters.
Concert Wealth Management's Invesco Dorsey Wright SmallCap Momentum ETF position peaked at $1.41M in Q3 2013.
46 funds tracked by Wall St. Rank held Invesco Dorsey Wright SmallCap Momentum ETF as of Q4 2016.

Based on Concert Wealth Management's 13F filing for Q4 2016, filed 10 Feb 2017.