Sigma Planning Corp’s First Trust NASDAQ ABA Community Bank Index Fund QABA Stock Holding History

Sigma Planning Corp’s Portfolio QABA Stock Details QABA Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-3,784	Closed	-$202K	–	947
2018 Q3	$202K	Sell	3,784 -523	-12%	-$29.2K	0.01%	880
2018 Q2	$236K	Buy	4,307 +479	+13%	+$26.6K	0.02%	754
2018 Q1	$203K	Sell	3,828 -32,304	-89%	-$1.75M	0.01%	775
2017 Q4	$1.89M	Sell	36,132 -21,353	-37%	-$1.12M	0.15%	174
2017 Q3	$3.03M	Sell	57,485 -1,281	-2%	-$63.5K	0.25%	89
2017 Q2	$2.97M	Buy	58,766 +1,187	+2%	+$59.2K	0.28%	82
2017 Q1	$2.92M	Sell	57,579 -12,639	-18%	-$656K	0.28%	75
2016 Q4	$3.71M	Buy	70,218 +2,305	+3%	+$108K	0.41%	49
2016 Q3	$2.8M	Sell	67,913 -1,172	-2%	-$47.1K	0.33%	61
2016 Q2	$2.63M	Buy	+69,085	New	+$2.63M	0.34%	57

Other funds holding QABA

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

PAG

Private Advisor Group Morristown, New Jersey $21.3B AUM 22.13% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Sigma Planning Corp's QABA Position: Q4 2018 in Review

Sigma Planning Corp sold out of First Trust NASDAQ ABA Community Bank Index Fund (QABA) in Q4 2018, closing a stake of 3,784 shares — an estimated $202K sold.

Sigma Planning Corp first reported a position in QABA in Q2 2016 and held it in 10 quarters. The position peaked at $3.71M in Q4 2016. 81 funds tracked by Wall St. Rank hold QABA as of Q4 2018.

Sigma Planning Corp reported no remaining First Trust NASDAQ ABA Community Bank Index Fund position as of Q4 2018 after selling out during the quarter.
Sigma Planning Corp sold 3,784 First Trust NASDAQ ABA Community Bank Index Fund shares in Q4 2018, an estimated $202K.
Sigma Planning Corp first reported a position in First Trust NASDAQ ABA Community Bank Index Fund in Q2 2016 and held it in 10 quarters.
Sigma Planning Corp's First Trust NASDAQ ABA Community Bank Index Fund position peaked at $3.71M in Q4 2016.
81 funds tracked by Wall St. Rank held First Trust NASDAQ ABA Community Bank Index Fund as of Q4 2018.

Based on Sigma Planning Corp's 13F filing for Q4 2018, filed 31 Jan 2019.