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First Trust NASDAQ ABA Community Bank Index Fund
QABA

Overview Fund Activity

74 hedge funds and large institutions have $162M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2017 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 30 increasing their positions, 20 reducing their positions, and 13 closing their positions.

Holders
74
Holders Change
-2
Holders Change %
-2.63%
% of All Funds
1.68%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
11
Increased
30
Reduced
20
Closed
13
Calls
$220K
Puts
–
Net Calls
+$220K
Net Calls Change
+$220K

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$1.71M
2
RJFSA
2
Raymond James Financial Services Advisors
Florida
$5.69M
3
Goldman Sachs
3
Goldman Sachs
New York
$911K
4
RJA
4
Raymond James & Associates
Florida
$11.6M
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$1.73M

Top Sellers

1
Jane Street
1
Jane Street
New York
$0
2
TRCT
2
Tower Research Capital (TRC)
New York
$168K
3
VF
3
Virtu Financial
New York
$0
4
ICOA
4
Investment Centers of America
North Dakota
$0
5
IH
5
IFC Holdings
Florida
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$61.9M 1,180,261 -16,391 -1%
UBS Group
2
UBS Group
Switzerland
$13M 247,116 -11,680 -5%
RJA
3
Raymond James & Associates
Florida
$11.6M 221,512 +16,712 +8%
LPL Financial
4
LPL Financial
California
$11M 209,466 +7,680 +4%
SCM
5
SkyTop Capital Management
New Jersey
$5.87M 112,000 – –
RJFSA
6
Raymond James Financial Services Advisors
Florida
$5.69M 108,528 +19,921 +22%
Bank of America
7
Bank of America
North Carolina
$5.59M 106,690 -7,837 -7%
TPWA
8
TRUE Private Wealth Advisors
Oregon
$4.78M 91,098 -62 -0.1%
IA
9
IFP Advisors
Florida
$4.3M 82,103 +6,836 +9%
Wells Fargo
10
Wells Fargo
California
$3.91M 74,480 +13,794 +23%
Ameriprise
11
Ameriprise
Minnesota
$2.99M 56,999 -13,920 -20%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$2.6M 49,625 +8,575 +21%
SPC
13
Sigma Planning Corp
Michigan
$1.89M 36,132 -21,353 -37%
CAN
14
Cetera Advisor Networks
California
$1.82M 34,764 +9,264 +36%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.73M 32,970 +15,560 +89%
AG
16
Advisor Group
Arizona
$1.71M 32,694 -573 -2%
CS
17
Credit Suisse
Switzerland
$1.71M 32,599 +32,599 New
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$1.27M 24,124 +14,681 +155%
Janney Montgomery Scott
19
Janney Montgomery Scott
Pennsylvania
$1.19M 22,719 +1,732 +8%
Goldman Sachs
20
Goldman Sachs
New York
$911K 17,372 +17,372 New
PFS
21
Prospera Financial Services
Texas
$900K 17,152 +4,817 +39%
Royal Bank of Canada
22
Royal Bank of Canada
Ontario, Canada
$879K 16,763 +7,612 +83%
KWM
23
Kingsview Wealth Management
Oregon
$861K 16,422 +429 +3%
Stifel Financial
24
Stifel Financial
Missouri
$824K 15,731 -80 -0.5%
MML Investors Services
25
MML Investors Services
Massachusetts
$767K 14,635 +57 +0.4%
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