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First Trust NASDAQ ABA Community Bank Index Fund

53 hedge funds and large institutions have $155M invested in First Trust NASDAQ ABA Community Bank Index Fund in 2015 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

625% more repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 4

400% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 3

120% more capital invested

Capital invested by funds: $70.8M → $155M (+$84.6M)

29% more funds holding

Funds holding: 4153 (+12)

Holders
53
Holders Change
+12
Holders Change %
+29.27%
% of All Funds
1.39%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
15
Increased
29
Reduced
4
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.8M +$38.2M +955,567 +131%
BCM
2
Brookstone Capital Management
Illinois
$14.1M -$554K -13,851 -4%
Bank of America
3
Bank of America
North Carolina
$11.7M +$6.16M +153,948 +105%
UBS Group
4
UBS Group
Switzerland
$10.9M +$7.03M +175,906 +169%
LPL Financial
5
LPL Financial
California
$9.62M +$8.31M +207,687 +449%
SCM
6
SkyTop Capital Management
New Jersey
$7.12M +$7.3M +182,630 New
RJA
7
Raymond James & Associates
Florida
$5.35M +$2.67M +66,801 +95%
ST
8
Spinnaker Trust
Maine
$5.22M +$147K +3,681 +3%
JP Morgan Chase
9
JP Morgan Chase
New York
$3.2M +$3.28M +82,106 New
Susquehanna International Group
10
Susquehanna International Group
Pennsylvania
$2.77M +$2.84M +71,098 New
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$2.24M +$1.91M +47,642 +484%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$2.18M +$1.48M +36,905 +194%
Stifel Financial
13
Stifel Financial
Missouri
$2.17M +$1.36M +34,083 +157%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$2.11M +$1.58M +39,609 +271%
OC
15
Oppenheimer & Co
New York
$1.25M +$404K +10,101 +46%
Citigroup
16
Citigroup
New York
$935K +$891K +22,290 +1,311%
CPC
17
Cookson Peirce & Co
Pennsylvania
$822K +$68.8K +1,720 +9%
BCM
18
Barometer Capital Management
Ontario, Canada
$822K +$844K +21,100 New
CAN
19
Cetera Advisor Networks
California
$582K +$597K +14,940 New
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$580K +$595K +14,884 New
IH
21
IFC Holdings
Florida
$554K +$151K +3,773 +36%
WDL
22
Well Done LLC
Michigan
$521K +$535K +13,377 New
Ameriprise
23
Ameriprise
Minnesota
$520K +$99.2K +2,481 +23%
CS
24
Credit Suisse
Switzerland
$461K +$8.04K +201 +2%
MFS
25
MSI Financial Services
Massachusetts
$455K +$451K +11,285 +2,821%

QABA Hedge Fund Activity: Q4 2015 in Review

53 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust NASDAQ ABA Community Bank Index Fund (QABA) for Q4 2015, worth a combined $155M — up 120% from $70.8M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new QABA positions and 3 closed out — a net gain of 12 holders — while 29 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $38.2M. The largest seller was Virtu KCG Holdings, exiting entirely with an estimated $1.47M sold.

  • 53 institutional investors held First Trust NASDAQ ABA Community Bank Index Fund (QABA) as of Q4 2015, up from 41 in Q3 2015.
  • Funds reported $155M of First Trust NASDAQ ABA Community Bank Index Fund stock for Q4 2015, up 120% quarter-over-quarter.
  • 15 funds opened new First Trust NASDAQ ABA Community Bank Index Fund positions in Q4 2015 and 3 closed out, a net change of +12 holders.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund buyer in Q4 2015 was Morgan Stanley, an estimated $38.2M added.
  • The largest First Trust NASDAQ ABA Community Bank Index Fund seller in Q4 2015 was Virtu KCG Holdings, an estimated $1.47M sold.

Based on aggregated 13F filings for Q4 2015.